Mark M. Tepper

STRATEGIC WEALTH PARTNERS, LTD.

Independence, OH 44131-6829

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CRD#: 4417859

Professional summary

Mark M Tepper, CFP®, who also goes by Mark Tepper, is a registered financial advisor currently at STRATEGIC WEALTH PARTNERS, LTD. located in Independence, Ohio and SWP INVESTMENT MANAGEMENT LLC located in Independence, Ohio.

Mark is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2008. Mark has worked at 4 firms and has passed the Series 65 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Mark Tepper

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mark M Tepper's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2011

Experience

Current

November 19, 2008 - Present

STRATEGIC WEALTH PARTNERS, LTD.

Office #1: 5005 Rockside Road Suite 1200, Independence, OH 44131-6829

RIA

CRD#: 148586

Independence, OH

Current

May 31, 2024 - Present

SWP INVESTMENT MANAGEMENT LLC

Office #1: 5005 Rockside Road Suite 1200, Independence, OH 44131

RIA

CRD#: 331314

INDEPENDENCE, OH

Past

April 9, 2009 - March 1, 2010

GROVE POINT INVESTMENTS, LLC

CRD#: 1763

SEVEN HILLS, OH

Past

June 13, 2008 - November 6, 2008

PLANMEMBER SECURITIES CORPORATION

RIA

CRD#: 11869

SEVEN HILLS, OH

Past

June 4, 2008 - November 6, 2008

PLANMEMBER SECURITIES CORPORATION

CRD#: 11869

SEVEN HILLS, OH

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

STRATEGIC WEALTH PARTNERS, LTD.

NAME 413 | STRATEGIC WEALTH PARTNERS, LTD. | SAMARA CAPITAL

CRD#: 148586 / SEC#: 801-79487

RIA

Registered Investment Advisory firm - (4/14/2014 Approved)

California

Registered Investment Advisory firm - (6/1/2014 Terminated)

New Jersey

Registered Investment Advisory firm - (5/9/2014 Terminated)

Ohio

Registered Investment Advisory firm - (5/2/2014 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New York
(9/23/2022)

IAR

Ohio
(11/19/2008)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 9/26/2008

Uniform Investment Adviser Law Examination

General Industry/Product Exam

Series 6

Date: 5/12/2008

Investment Company Products/Variable Contracts Representative Examination

Current Firm

STRATEGIC WEALTH PARTNERS, LTD.

NAME 413 | STRATEGIC WEALTH PARTNERS, LTD. | SAMARA CAPITAL

CRD#: 148586 / SEC#: 801-79487

RIA

Registered Investment Advisory firm - (4/14/2014 Approved)

California

Registered Investment Advisory firm - (6/1/2014 Terminated)

New Jersey

Registered Investment Advisory firm - (5/9/2014 Terminated)

Ohio

Registered Investment Advisory firm - (5/2/2014 Terminated)

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Contact information

Main Address

5005 Rockside Road Suite 1200, Independence, OH 44131-6829

Mailing Address

Phone number

(216) 800-9000

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (28 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

SWP FORM ADV, PART 2A DTD 03-31-2025 (3/31/2025)

Regulatory assets under management

Total Number of Accounts	3,669
AUM (Assets Under Management)	$ 1,324,195,489

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Mark M. Tepper

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mark M Tepper's CRS (Customer Relationship Summary).

Certified licenses

Experience

STRATEGIC WEALTH PARTNERS, LTD.

SWP INVESTMENT MANAGEMENT LLC

GROVE POINT INVESTMENTS, LLC

PLANMEMBER SECURITIES CORPORATION

PLANMEMBER SECURITIES CORPORATION

Primary Firm SEC Registration

STRATEGIC WEALTH PARTNERS, LTD.

State Registrations and Notice Filings

Exams

Series 65

Date: 9/26/2008

Series 6

Date: 5/12/2008

Current Firm

STRATEGIC WEALTH PARTNERS, LTD.

Contact information

SEC notice filing (28 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

STRATEGIC WEALTH PARTNERS, LTD.

TRUST BUT VERIFY

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