Jay N. Tabatchnick

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CRD#: 441772

Professional summary

Jay Norman Tabatchnick was barred by the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.

Jay is a previously registered financial professional and started their career in finance in 1970. Prior to being barred, Jay had worked at 1 firm, which includes JNT INVESTORS INC..

Question & Answer

Are you a "fiduciary"?

Aliases

Michael Richman

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

June 18, 1970 - February 15, 1972

JNT INVESTORS, INC.

CRD#: 5199

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

General Industry/Product Exam

Series 7

Date: 5/16/2002

General Securities Representative Examination

General Industry/Product Exam

Series 1

Date: 3/29/1961

Registered Representative Examination

Current firm

No current employment

Red Flags

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