David A Behel
Professional Summary
David A Behel is a registered financial advisor currently at CREWS & ASSOCIATES, INC. located in Searcy, Arkansas. David is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2006. David has worked at 1 firm and has passed the Series 65, Series 63, SIE and Series 7 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
Similar Advisors
UBS SECURITIES LLC
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
AMERIPRISE FINANCIAL SERVICES, LLC
EP WEALTH ADVISORS
Videos & Posts
This advisor has not added any videos or posts yet.
Similar Advisors
UBS SECURITIES LLC
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
AMERIPRISE FINANCIAL SERVICES, LLC
EP WEALTH ADVISORS
Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
Similar Advisors
UBS SECURITIES LLC
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
AMERIPRISE FINANCIAL SERVICES, LLC
EP WEALTH ADVISORS
Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
Similar Advisors
UBS SECURITIES LLC
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
AMERIPRISE FINANCIAL SERVICES, LLC
EP WEALTH ADVISORS
Years of Experience
22 years registered in the securities industry
Current & Past Employments
Current
Past
Similar Advisors
UBS SECURITIES LLC
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
AMERIPRISE FINANCIAL SERVICES, LLC
EP WEALTH ADVISORS
Current Firm
CREWS | FIRST SECURITY CREWS | CREWS & ASSOCIATES, INC.
Contact Information
Main Address
4007 N Rodney Parham Rd, Little Rock, AR 72212Mailing Address
4007 N Rodney Parham Rd, Little Rock, AR 72212Phone Number
(501) 907-2000Established
Arkansas since 07/06/1979Firm Type
CorporationFiscal Year End
DecemberFirm Size
Small# of Employees
145SEC notice filing (19 States and Territories)
Registered to provide investment advisory services in 19 US states and territories.
FINRA licenses (51 States and Territories)
Registered to provide investment advisory services in 19 US states and territories.
Documents
Part 2 Brochures
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FIRST SECURITY CAPITAL MARKETS, INC. | OWNER | — |
| BEARDSLEY, SCOTT ARTHUR | SECRETARY OF THE BOARD | 2349866 |
| BUMPERS, JOSEPH PARROTT | CHIEF FINANCIAL OFFICER, PRINCIPAL FINANCIAL OFFICER | 4336359 |
| CLAY, DENNIS CHARLES | CHIEF EXECUTIVE OFFICER, DIRECTOR, EXECUTIVE COMMITTEE | 1233857 |
| JONES, JAMES STEPHEN | PRESIDENT, DIRECTOR | 502536 |
| MEYER, DAMON CHRISTIAN | CHIEF COMPLIANCE OFFICER | 4133916 |
Regulatory Assets Under Management
Total Number of Accounts
336AUM (Assets Under Management)
$181,087,303Disclosures
Regulatory Event
15Arbitration
1Similar Advisors
UBS SECURITIES LLC
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
AMERIPRISE FINANCIAL SERVICES, LLC
EP WEALTH ADVISORS
Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Similar Advisors
UBS SECURITIES LLC
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
AMERIPRISE FINANCIAL SERVICES, LLC
EP WEALTH ADVISORS
Primary Firm SEC Registration
CREWS | FIRST SECURITY CREWS | CREWS & ASSOCIATES, INC.
State Registrations and Notice Filings
(8/3/2006)
(10/18/2004)
(9/4/2014)
(2/3/2023)
(5/11/2010)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
SRO Registrations
Similar Advisors
UBS SECURITIES LLC
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
AMERIPRISE FINANCIAL SERVICES, LLC
EP WEALTH ADVISORS
CRS (Client Relationship Summary) - RIA
Click below to view David A Behel's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view David A Behel's CRS (Customer Relationship Summary).
Similar Advisors
UBS SECURITIES LLC
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
AMERIPRISE FINANCIAL SERVICES, LLC
EP WEALTH ADVISORS