David A Behel

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Contact Information

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Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

22 years registered in the securities industry

Current & Past Employments

Current

CREWS & ASSOCIATES, INC.Current·CRD# 8052

RIA

BD

314 N. Spring Street P. O. Box 1009, Searcy, AR 72145

September 4, 2014 - Present

CREWS & ASSOCIATES, INC.Current·CRD# 8052

RIA

BD

314 N. Spring Street P. O. Box 1009, Searcy, AR 72145

October 8, 2004 - Present

Past

CREWS & ASSOCIATES, INC.Past·CRD# 8052

RIA

Searcy, AR

August 24, 2006 - February 24, 2011

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Current Firm

CREWS & ASSOCIATES, INC.

CREWS | FIRST SECURITY CREWS | CREWS & ASSOCIATES, INC.

CRD#: 8052 / SEC#: 801-128827, 8-24075

RIA

Registered Investment Advisory firm - SEC (10/10/2023 Approved)

Arkansas

Registered Investment Advisory firm - SEC (8/24/2006 Approved)

California

Registered Investment Advisory firm - SEC (3/24/2021 Approved)

Louisiana

Registered Investment Advisory firm - SEC (2/14/2019 Approved)

Oklahoma

Registered Investment Advisory firm - SEC (4/13/2022 Terminated)

BD

Broker-Dealer Firm Regulated by FINRA (New Orleans district office)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

Contact Information

Main Address

4007 N Rodney Parham Rd, Little Rock, AR 72212

Mailing Address

4007 N Rodney Parham Rd, Little Rock, AR 72212

Phone Number

(501) 907-2000

Established

Arkansas since 07/06/1979

Firm Type

Corporation

Fiscal Year End

December

Firm Size

Small

# of Employees

145

SEC notice filing (19 States and Territories)

Registered to provide investment advisory services in 19 US states and territories.

FINRA licenses (51 States and Territories)

Registered to provide investment advisory services in 19 US states and territories.

Documents

Customer Relationship Summary (CRS / SEC)Customer Relationship Summary (CRS / FINRA)Latest Form ADV

Part 2 Brochures

CREWS ADV PART 2 (JULY 2026) (10/5/2026)

Direct owners and executive officers

Name	Position	CRD#
FIRST SECURITY CAPITAL MARKETS, INC.	OWNER	—
BEARDSLEY, SCOTT ARTHUR	SECRETARY OF THE BOARD	2349866
BUMPERS, JOSEPH PARROTT	CHIEF FINANCIAL OFFICER, PRINCIPAL FINANCIAL OFFICER	4336359
CLAY, DENNIS CHARLES	CHIEF EXECUTIVE OFFICER, DIRECTOR, EXECUTIVE COMMITTEE	1233857
JONES, JAMES STEPHEN	PRESIDENT, DIRECTOR	502536
MEYER, DAMON CHRISTIAN	CHIEF COMPLIANCE OFFICER	4133916

Regulatory Assets Under Management

Total Number of Accounts

336

AUM (Assets Under Management)

$181,087,303

Disclosures

Regulatory Event

15

Arbitration

1

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. FIRST SECURITY BANK - LOAN OFFICER. NOT INVESTMENT RELATED. 20 HOURS PER WEEK. HALF OF TRADING HOURS ORIGINATING LOANS, HALF SECURITIES. NO OWNERSHIP. 314 NO. SPRING ST., SEARCY, AR 72143 2. HABITAT FOR HUMANITY OF WHITE COUNTY ARKANSAS, VICE-PRESIDENT & BOARD MEMBER, SINCE JULY 1, 2011, SEARCY-AR, 4 HOURS PER MONTH, NO HOURS DURING TRADING. 3. FINANCE CHAIR: CAMPAIGN FOR HOUSE OF REP SEAT: 200 NORTH SPRING ST, SEARCY, AR, NATURE: CAMPAIGN, SINCE 10-1-2011, 1HR/WEEK, NO HOURS DURING TRADING, NO COMPENSATION. 4. McRae Elementary School PTO, Board member, since 8/22/2016, 1 hour per year, no hours during trading, parent teacher organization, no compensation, no ownership. 5. Main Street Searcy, position: Treasurer/Board Member, Searcy AR, since 8/1/15, 1.5 hours per month, 0.5 hours during trading, no compensation, no ownership, nature: historic preservation chapter, not investment related.

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Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CREWS & ASSOCIATES, INC.

CREWS | FIRST SECURITY CREWS | CREWS & ASSOCIATES, INC.

CRD#: 8052 / SEC#: 801-128827, 8-24075

RIA

Registered Investment Advisory firm - SEC (10/10/2023 Approved)

Arkansas

Registered Investment Advisory firm - SEC (8/24/2006 Approved)

California

Registered Investment Advisory firm - SEC (3/24/2021 Approved)

Louisiana

Registered Investment Advisory firm - SEC (2/14/2019 Approved)

Oklahoma

Registered Investment Advisory firm - SEC (4/13/2022 Terminated)

BD

Broker-Dealer Firm Regulated by FINRA (New Orleans district office)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

RR

indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.

RR

Alabama
(8/3/2006)

RR

Arkansas
(10/18/2004)

IAR

Arkansas
(9/4/2014)

RR

South Carolina
(2/3/2023)

RR

Texas
(5/11/2010)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.