Gregory I. Herman-giddens
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Gregory Ishmael Herman-giddens, CFP®, who also goes by Gregory Ishmael Herman - Giddens, was a registered financial professional .
Gregory is a previously registered financial professional and started their career in finance in 2001. Gregory had worked at 4 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Start date: 2007
Experience
July 29, 2011 - February 23, 2026
VERITY ASSET MANAGEMENT
August 27, 2007 - November 7, 2025
VERITY INVESTMENTS, INC.
April 30, 2007 - July 29, 2011
VERITY INVESTMENTS, INC.
March 27, 2003 - September 15, 2005
FINTRUST BROKERAGE SERVICES, LLC
September 27, 2001 - February 13, 2002
UNITED SECURITIES ALLIANCE, INC.
Primary Firm SEC Registration
VERITY ASSET MANAGEMENT
CRD#: 158667 / SEC#: 801-66730
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
VERITY ASSET MANAGEMENT
CRD#: 158667 / SEC#: 801-66730
Contact information
SEC notice filing (35 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 7,199 |
| AUM (Assets Under Management) | $ 1,041,329,944 |
Red Flags
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