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RF

Richard B. Freeman

REDBRIDGE SECURITIES LLC
Plano, TX 75024
Some features on this profile are disabled
CRD#: 4417442
RF

Professional summary


Richard Barry Freeman JR. is a registered financial professional currently at REDBRIDGE SECURITIES LLC located in Plano, Texas.

Richard is registered as a RR (Registered Representative) and started their career in finance in 2001. Richard has worked at 5 firms and has passed the Series 63, SIE, Series 7, Series 55 and Series 24 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


None

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Richard Barry Freeman JR.'s CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

December 21, 2017 - Present

REDBRIDGE SECURITIES LLC

Office #1: 7700 Windrose Ave, Suite G300 Floor 3, Plano, TX 75024
BD
CRD#: 287912
Plano, TX
Past

November 21, 2006 - May 4, 2009

KNIGHT CAPITAL MARKETS LLC

BD
CRD#: 38379
PURCHASE, NY
Past

October 13, 2005 - November 17, 2006

STREETCAPITAL, INC

BD
CRD#: 104034
NEW YORK, NY
Past

July 16, 2002 - October 15, 2003

PARK AVENUE SECURITIES LLC

BD
CRD#: 46173
NEW YORK, NY
Past

September 26, 2001 - April 4, 2002

NEOVEST TRADING

BD
CRD#: 39798
NEW YORK, NY

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
RR
Series 63
Date: 10/4/2001
Uniform Securities Agent State Law Examination
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
RR
Series 55
Date: 3/9/2002
Limited Representative-Equity Trader Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA

Current Firm


RS
REDBRIDGE SECURITIES LLC
REDBRIDGE SECURITIES LLC

CRD#: 287912 / SEC#: , 8-69915

BD
Broker-Dealer Firm Regulated by FINRA (Dallas district office)
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Contact information


Main Address
7700 Windrose Ave, Suite G300 Floor 3, Plano, TX 75024
Mailing Address
7700 Windrose Ave, Suite G300 Floor 3, Plano, TX 75024
Phone number
(972) 618-0043
Established
Delaware since 11/17/2015
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (53 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers


NamePositionCRD#
BBAE HOLDINGS LLCSOLE MEMBER
FREEMAN, RICHARD BARRY JR.CEO4417442
KUSHERA, TYLER SCCO4332598
RANKEL, WILLIAM EDWINFINOP/CFO2074785

Disclosures


Regulatory Event1

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


REDBRIDGE SECURITIES LLC

CRD#: 287912Plano, TX 75024

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