Chad L. Nehring
CONCEPTUAL FINANCIAL ADVISORS
Appleton, WI 54915
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CRD#: 4417406
Professional summary
Chad Lee Nehring, CFP®, who also goes by Chad Nehring, is a registered financial advisor currently at CONCEPTUAL FINANCIAL ADVISORS, LLC located in Appleton, Wisconsin and TITLETOWN WEALTH MANAGEMENT, LLC located in Green Bay, Wisconsin.
Chad is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2001. Chad has worked at 7 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Chad Nehring
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1] Business Name: Conceptual Financial Advisors, LLC, business address: 2561 East Calumet Street, Appleton, WI 54915 NATURE OF BUSINESS: Registered Investment Advisor Investment Related: Yes TITLE: owner/Advisor Rep, Duties: Financial Planning/invest mgmt. Business Start Date: 2/2010 Approximate hours devoted to business: 80 per month approximate hours devoted during market hours: 80 per month 2] Business Name: Conceptual Financial Planning, Inc., Business address: 2561 East Calumet Street Appleton, WI 54915, nature of business: DBA for BD Business/Life, DI, LTC insurance investment related: Yes TITLE owner Duties: Production for BD and Insurance Business/Business Start Date: 3/4/2002 Approximate Hours devoted to business: 80 per month. Approximate hours devoted to business during market hours: 80 per month. 3] Green Room Theater, LLC 365 Main Ave., Suite E DePere WI 54115. Title: owner. This is an improvisational comedy club. Reps Activities include management/coordination, bookkeeping, supervision/direction of staff, investment related: No Business Start Date 1/2018 approximate hours per month: 24 hours per market: 2 4] Mayflower Development, LLC 3776 May Lane, Depere, WI 54115 Nature: Real Estate Holding company. Title: owner duties: real estate holding company for office and rental duplex. Start: 9-2018 approx. hours per month: 10 on this activity 5] Treasurer/Secretary of Boulder Lake Private HOA - volunteer - July 2022 approx 1 hour per month - not investment related 6] After Social, LLC DBA After: A Social Club, not investment-related; located in De Pere, WI, start date 12/15/2022, approximately 10 hrs per month, a lounge and entertainment venue. 7] On Track Advisory Group, LLC, not investment-related, located in WI, a holding company for financial services practice. 8] Titletown Wealth Management, LLC; investment-related; Green Bay, WI; Investment advisor representative; up to 40 hours per month during trading hours; 01/2023
CRS (Client Relationship Summary) - RIA
Click below to view Chad Lee Nehring's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2007
Experience
Current
May 23, 2013 - Present
CONCEPTUAL FINANCIAL ADVISORS, LLC
Office #1: 2561 E. Calumet St., Appleton, WI 54915RIA
CRD#: 167513
Appleton, WI
Current
February 23, 2023 - Present
TITLETOWN WEALTH MANAGEMENT, LLC
Office #1: 1221 Bellevue Street Suite 102, Green Bay, WI 54302RIA
CRD#: 307752
Green Bay, WI
Current
August 15, 2016 - Present
FORTUNE FINANCIAL SERVICES, INC.
Office #1: 2561 East Calumet Street, Appleton, WI 54915BD
CRD#: 42150
Appleton, WI
Past
September 12, 2014 - August 25, 2016
STONEX SECURITIES INC.
BD
CRD#: 18456
APPLETON, WI
Past
March 8, 2007 - September 12, 2014
WRP INVESTMENTS, INC.
BD
CRD#: 7365
APPLETON, WI
Past
August 12, 2005 - December 31, 2015
CONCEPTUAL INVESTMENT ADVISORS, INC.
RIA
CRD#: 109724
APPLETON, WI
Past
July 12, 2001 - February 28, 2007
SECURITIES AMERICA, INC.
BD
CRD#: 10205
APPLETON, WI
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CF
CONCEPTUAL FINANCIAL ADVISORS, LLC
CONCEPTUAL FINANCIAL ADVISORS, LLC
CRD#: 167513 / SEC#: 801-123428
RIA
Registered Investment Advisory firm - (4/19/2022 Approved)Wisconsin
Registered Investment Advisory firm - (5/2/2022 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(8/15/2016)
RR
Florida(8/10/2020)
RR
Minnesota(8/15/2016)
IAR
Wisconsin(5/23/2013)
RR
Wisconsin(8/15/2016)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CF
CONCEPTUAL FINANCIAL ADVISORS, LLC
CONCEPTUAL FINANCIAL ADVISORS, LLC
CRD#: 167513 / SEC#: 801-123428
RIA
Registered Investment Advisory firm - (4/19/2022 Approved)Wisconsin
Registered Investment Advisory firm - (5/2/2022 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
2561 E. Calumet St., Appleton, WI 54915
Mailing Address
Phone number
(920) 731-9500
Established
Firm type
Fiscal year end
# of Employees
5
SEC notice filing (2 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 713 |
| AUM (Assets Under Management) | $ 163,575,190 |
Red Flags
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Company Information
CONCEPTUAL FINANCIAL ADVISORS, LLC
CRD#: 167513Appleton, WI 54915TRUST BUT VERIFY
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