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Chad Lee Nehring

Chad Lee Nehring

CFP®
CONCEPTUAL FINANCIAL ADVISORS
APPLETON, WI
·CRD# 4417406·25 years experience

Professional Summary

Chad Lee Nehring, CFP®, who also goes by Chad Nehring, is a registered financial advisor currently at CONCEPTUAL FINANCIAL ADVISORS, LLC located in Appleton, Wisconsin and FORTUNE FINANCIAL SERVICES, INC. located in Appleton, Wisconsin. Chad is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2001. Chad has worked at 7 firms and has passed the Series 66, SIE and Series 7 exams.

At a Glance

Advisory Accounts Only

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Chad Nehring

Blog Corner

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Credentials

CFP®
Certified Financial PlannerSince 2007

Years of Experience

25 years in the financial services industry

Current & Past Employments

CONCEPTUAL FINANCIAL ADVISORS, LLC·CRD# 167513
RIA
2561 E. Calumet St., Appleton, WI 54915
May 23, 2013 - Present
FORTUNE FINANCIAL SERVICES, INC.·CRD# 42150
BD
2561 East Calumet Street, Appleton, WI 54915
August 15, 2016 - Present
TITLETOWN WEALTH MANAGEMENT, LLC·CRD# 307752
RIA
Green Bay, WI
February 23, 2023 - January 15, 2026
STONEX SECURITIES INC.·CRD# 18456
BD
Appleton, WI
September 12, 2014 - August 25, 2016
WRP INVESTMENTS, INC.·CRD# 7365
BD
Appleton, WI
March 8, 2007 - September 12, 2014
CONCEPTUAL INVESTMENT ADVISORS, INC.·CRD# 109724
RIA
Appleton, WI
August 12, 2005 - December 31, 2015
SECURITIES AMERICA, INC.·CRD# 10205
BD
Appleton, WI
July 12, 2001 - February 28, 2007

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Current Firm

CF
CONCEPTUAL FINANCIAL ADVISORS, LLC

CONCEPTUAL FINANCIAL ADVISORS, LLC

CRD#: 167513 / SEC#: 801-123428
RIA
Registered Investment Advisory firm - SEC (4/19/2022 Approved)
Wisconsin
Registered Investment Advisory firm - Wisconsin (5/2/2022 Terminated)
Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

Contact Information

Main Address

2561 E. Calumet St., Appleton, WI 54915

Phone Number

(920) 731-9500

# of Employees

4

SEC notice filing (2 States and Territories)

Registered to provide investment advisory services in 2 US states and territories.

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

APPENDIX 1 (1/15/2026)

Regulatory Assets Under Management

Total Number of Accounts

778

AUM (Assets Under Management)

$189,909,772

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1] Business Name: Conceptual Financial Advisors, LLC, business address: 2561 East Calumet Street, Appleton, WI 54915 NATURE OF BUSINESS: Registered Investment Advisor Investment Related: Yes TITLE: owner/Advisor Rep, Duties: Financial Planning/invest mgmt. Business Start Date: 2/2010 Approximate hours devoted to business: 80 per month approximate hours devoted during market hours: 80 per month 2] Business Name: Conceptual Financial Planning, Inc., Business address: 2561 East Calumet Street Appleton, WI 54915, nature of business: DBA for BD Business/Life, DI, LTC insurance investment related: Yes TITLE owner Duties: Production for BD and Insurance Business/Business Start Date: 3/4/2002 Approximate Hours devoted to business: 80 per month. Approximate hours devoted to business during market hours: 80 per month. 3] Mayflower Development, LLC 3776 May Lane, Depere, WI 54115 Nature: Real Estate Holding company. Title: owner duties: real estate holding company for office and rental duplex. Start: 9-2018 approx. hours per month: 10 on this activity 4] Treasurer/Secretary of Boulder Lake Private HOA - volunteer - July 2022 approx 1 hour per month - not investment related 5] On Track Advisory Group, LLC, not investment-related, located in WI, a holding company for financial services practice. 6] Mayflower Aero, LLC, Owner/President not investment-related, located in WI, a company involved in aviation, approximately 5% of time spent outside of securities trading hours.

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Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CF
CONCEPTUAL FINANCIAL ADVISORS, LLC

CONCEPTUAL FINANCIAL ADVISORS, LLC

CRD#: 167513 / SEC#: 801-123428
RIA
Registered Investment Advisory firm - SEC (4/19/2022 Approved)
Wisconsin
Registered Investment Advisory firm - Wisconsin (5/2/2022 Terminated)
Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
California
(8/15/2016)
RR
Florida
(8/10/2020)
RR
Minnesota
(8/15/2016)
IAR
Wisconsin
(5/23/2013)
RR
Wisconsin
(8/15/2016)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Aug 2001About the Series 66 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Jul 2001About the Series 7 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - RIA

Click below to view Chad Lee Nehring's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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Chad Lee Nehring
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