Chad L. Nehring

CONCEPTUAL FINANCIAL ADVISORS

Appleton, WI 54915

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CRD#: 4417406

Professional summary

Chad Lee Nehring, CFP®, who also goes by Chad Nehring, is a registered financial advisor currently at CONCEPTUAL FINANCIAL ADVISORS, LLC located in Appleton, Wisconsin and FORTUNE FINANCIAL SERVICES, INC. located in Appleton, Wisconsin.

Chad is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2001. Chad has worked at 7 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Chad Nehring

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Chad Lee Nehring's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2007

Experience

Current

May 23, 2013 - Present

CONCEPTUAL FINANCIAL ADVISORS, LLC

Office #1: 2561 E. Calumet St., Appleton, WI 54915

RIA

CRD#: 167513

Appleton, WI

Current

August 15, 2016 - Present

FORTUNE FINANCIAL SERVICES, INC.

Office #1: 2561 East Calumet Street, Appleton, WI 54915

CRD#: 42150

Appleton, WI

Past

February 23, 2023 - January 15, 2026

TITLETOWN WEALTH MANAGEMENT, LLC

RIA

CRD#: 307752

GREEN BAY, WI

Past

September 12, 2014 - August 25, 2016

STONEX SECURITIES INC.

CRD#: 18456

APPLETON, WI

Past

March 8, 2007 - September 12, 2014

WRP INVESTMENTS, INC.

CRD#: 7365

APPLETON, WI

Past

August 12, 2005 - December 31, 2015

CONCEPTUAL INVESTMENT ADVISORS, INC.

RIA

CRD#: 109724

APPLETON, WI

Past

July 12, 2001 - February 28, 2007

SECURITIES AMERICA, INC.

CRD#: 10205

APPLETON, WI

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CONCEPTUAL FINANCIAL ADVISORS, LLC

CRD#: 167513 / SEC#: 801-123428

RIA

Registered Investment Advisory firm - (4/19/2022 Approved)

Wisconsin

Registered Investment Advisory firm - (5/2/2022 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(8/15/2016)

Florida
(8/10/2020)

Minnesota
(8/15/2016)

IAR

Wisconsin
(5/23/2013)

Wisconsin
(8/15/2016)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 8/13/2001

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 7/11/2001

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

CONCEPTUAL FINANCIAL ADVISORS, LLC

CRD#: 167513 / SEC#: 801-123428

RIA

Registered Investment Advisory firm - (4/19/2022 Approved)

Wisconsin

Registered Investment Advisory firm - (5/2/2022 Terminated)

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Contact information

Main Address

2561 E. Calumet St., Appleton, WI 54915

Mailing Address

Phone number

(920) 731-9500

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (2 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

APPENDIX 1 (1/15/2026)

PART 2A (1/15/2026)

Regulatory assets under management

Total Number of Accounts	778
AUM (Assets Under Management)	$ 189,909,772

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Chad L. Nehring

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Chad Lee Nehring's CRS (Customer Relationship Summary).

Certified licenses

Experience

FORTUNE FINANCIAL SERVICES, INC.

TITLETOWN WEALTH MANAGEMENT, LLC

STONEX SECURITIES INC.

WRP INVESTMENTS, INC.

CONCEPTUAL INVESTMENT ADVISORS, INC.

SECURITIES AMERICA, INC.

Primary Firm SEC Registration

CONCEPTUAL FINANCIAL ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 8/13/2001

SIE

Date: 10/1/2018

Series 7

Date: 7/11/2001

FINRA

Current Firm

CONCEPTUAL FINANCIAL ADVISORS, LLC

Contact information

SEC notice filing (2 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

CONCEPTUAL FINANCIAL ADVISORS, LLC

TRUST BUT VERIFY

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