Michael V. Wren
LEGACY FINANCIAL STRATEGIES
OVERLAND PARK, KS 66211
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CRD#: 4417398
Professional summary
Michael Voorhees Wren, CFP®, who also goes by Mike Wren, is a registered financial advisor currently at LEGACY FINANCIAL STRATEGIES, LLC located in Overland Park, Kansas.
Michael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2001. Michael has worked at 4 firms and has passed the Series 66, Series 63, Series 7, Series 6, Series 51 and Series 24 exams.
Biography
Mike graduated from Seaton Hall University in 2001. Because of his interest in what makes us all behave as we do, he majored in social and behavioral science. His understanding of why and how decisions are made gives him a valuable perspective on financial management that few other advisors possess.
His credentials include:
CERTIFIED FINANCIAL PLANNER™
CDFA® (Certified Divorce Financial Analyst)
Series 66 Securities License
When not at the office or serving on the Board of Directors for the Financial Planning Association of Greater KC, he enjoys playing golf, watching the Chiefs and Royals, and spending quality time with his wife and two children.
Schedule a time to chat with Mike here.
Question & Answer
What are your service offerings?
Tax Planning
Insurance Planning
Business Succession Planning
Divorce Planning
Comprehensive Financial Planni...
Retirement Planning
Investment Planning
Estate Planning
What is your minimum asset requirement?
500K
Are you a "fiduciary"?
Yes
Aliases
Mike Wren
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1.3/2014 LEGACY FINANCIAL STRATEGIES, LLC; 4060 INDIAN CREEK PARKWAY OVERLAND PARK, KS 66207 ; INVESTMENT RELATED; PRINCIPAL,INVESTMENT ADVISER REPRESENTATIVE; 65% OF TIME.
2. 3/2014 - LEGACY FINANCIAL STRATEGIES LLC; 4060 INDIAN CREEK PARKWAY OVERLAND PARK, KS 66207; INVESTMENT RELATED; CERTIFIED FINANCIAL PLANNER - FINANCIAL PLANNING; 25% OF TIME.
3. 3/2014 LEGACY FINANCIAL STRATEGIES, LLC; 4060 INDIAN CREEK PARKWAY OVERLAND PARK, KS 66207 ; INVESTMENT RELATED; INDEPENDENT INSURANCE AGENCY ; INSURANCE PRODUCER - INSURANCE SALES AND SERVICE; 10% OF TIME;
4.1/2017 FINANCIAL PLANNING ASSOCIATION OF GREATER KANSAS CITY; NON-INVESTMENT RELATED; NONPROFIT; 825 S. KANSAS AVENUE, STE 500, TOPEKA, KS 66612; DIRECTOR OF PARTNERSHIP; 01/2017 TO 12/2017; 8 HOURS PER MONTH NON-TRADING HOURS; RECRUIT SPONSORS, MANAGE SPONSORSHIP, ATTEND FPAKC MEETINGS.
CRS (Client Relationship Summary) - RIA
Click below to view Michael Voorhees Wren's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2010
Experience
Current
August 18, 2016 - Present
LEGACY FINANCIAL STRATEGIES, LLC
Office #1: 5400 Colllege Blvd. Ste. A, Overland Park, KS 66211RIA
CRD#: 283553
OVERLAND PARK, KS
Past
March 12, 2014 - December 16, 2016
LEGACY FINANCIAL STRATEGIES, LLC
RIA
CRD#: 149507
OVERLAND PARK, KS
Past
November 13, 2008 - March 10, 2014
AMERIPRISE FINANCIAL SERVICES, LLC
RIA
CRD#: 6363
OVERLAND PARK, KS
Past
November 7, 2008 - March 10, 2014
AMERIPRISE FINANCIAL SERVICES, LLC
BD
CRD#: 6363
OVERLAND PARK, KS
Past
July 2, 2001 - November 7, 2008
FORESTERS FINANCIAL SERVICES, INC.
BD
CRD#: 305
LENEXA, KS
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
LEGACY FINANCIAL STRATEGIES, LLC
LEGACY FINANCIAL STRATEGIES, LLC
CRD#: 283553 / SEC#: 801-107930
RIA
Registered Investment Advisory firm - (7/1/2016 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Kansas(8/18/2016)
IAR
Texas(8/18/2016)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Current Firm
LEGACY FINANCIAL STRATEGIES, LLC
LEGACY FINANCIAL STRATEGIES, LLC
CRD#: 283553 / SEC#: 801-107930
RIA
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Contact information
Main Address
5400 Colllege Blvd. Ste. A, Overland Park, KS 66211
Mailing Address
Phone number
(913) 403-0600
Established
Firm type
Fiscal year end
# of Employees
16
SEC notice filing (8 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 2,014 |
| AUM (Assets Under Management) | $ 806,094,432 |
Red Flags
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