William W. Maccoll
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
William Watkins Maccoll was a registered financial professional .
William is a previously registered financial professional and started their career in finance in 2004. William had worked at 6 firms and has passed the Series 63, SIE, Series 7, Series 86 and Series 87 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 25, 2018 - November 23, 2021
LAZARD FRERES & CO. LLC
February 24, 2014 - December 22, 2017
EATON PARTNERS, LLC
October 5, 2010 - February 24, 2014
GSP SECURITIES LLC
February 28, 2006 - April 30, 2007
SCOTT & STRINGFELLOW, LLC
December 15, 2005 - January 18, 2006
SOLEIL SECURITIES CORPORATION
June 25, 2004 - December 12, 2005
FULCRUM GLOBAL PARTNERS LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
LAZARD FRERES & CO. LLC
CRD#: 2528 / SEC#: , 8-2595
Contact information
FINRA licenses (52 States and Territories)
Documents
Disclosures
| Regulatory Event | 14 |
| Civil Event | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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