Neil E. Witkowski

ISADORE PRIVATE WEALTH

TRAVERSE CITY, MI 49684

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CRD#: 4417159

Professional summary

Neil Edward Witkowski is a registered financial advisor currently at ISADORE PRIVATE WEALTH, LLC located in Traverse City, Michigan and ISADORE RETIREMENT GROUP, LLC located in Traverse City, Michigan.

Neil is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2003. Neil has worked at 4 firms and has passed the Series 63, Series 66, Series 7 and Series 31 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Neil is the managing member and owner of Isadore Private Wealth, LLC (IARD#172107). Neil does not receive commissions, bonuses, or other compensation based on the sale of securities or other investment products, including any fees from the sale of mutual funds. Neil is an investment adviser representative with another investment advisory firm. From time to time, he may offer clients advice or products from those activities and clients should be aware that these services may involve a conflict of interest. Isadore always acts in the best interest of the client and clients always have the right to decide whether or not to utilize the services of any Isadore representative in such individual's outside capacities.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Neil Edward Witkowski's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 22, 2014 - Present

ISADORE PRIVATE WEALTH, LLC

Office #1: 13561 S. West Bay Shore Dr. Suite 200, Traverse City, MI 49684

RIA

CRD#: 172107

TRAVERSE CITY, MI

Current

June 28, 2019 - Present

ISADORE RETIREMENT GROUP, LLC

Office #1: 13561 S. West Bay Shore Dr. Ste. 200, Traverse City, MI 49684

RIA

CRD#: 288425

TRAVERSE CITY, MI

Past

October 12, 2010 - June 13, 2014

LPL FINANCIAL LLC

RIA

CRD#: 6413

TRAVERSE CITY, MI

Past

November 6, 2007 - June 13, 2014

LPL FINANCIAL LLC

CRD#: 6413

TRAVERSE CITY, MI

Past

January 14, 2003 - January 29, 2004

MORGAN STANLEY DW INC.

CRD#: 7556

PURCHASE, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Michigan
(10/22/2014)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 11/26/2007

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 66

Date: 1/20/2003

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7

Date: 11/5/2007

General Securities Representative Examination

General Industry/Product Exam

Series 31

Date: 5/2/2003

Futures Managed Funds Examination

Current Firm

ISADORE PRIVATE WEALTH, LLC

CRD#: 172107 / SEC#:

Michigan

Registered Investment Advisory firm - (10/21/2014 Approved)

Oklahoma

Registered Investment Advisory firm - (12/12/2018 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

13561 S. West Bay Shore Dr. Suite 200, Traverse City, MI 49684

Mailing Address

Phone number

(231) 922-9905

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	58
AUM (Assets Under Management)	$ 10,543,794

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Neil E. Witkowski

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Neil Edward Witkowski's CRS (Customer Relationship Summary).

Certified licenses

Experience

ISADORE PRIVATE WEALTH, LLC

ISADORE RETIREMENT GROUP, LLC

LPL FINANCIAL LLC

LPL FINANCIAL LLC

MORGAN STANLEY DW INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 11/26/2007

Series 66

Date: 1/20/2003

Series 7

Date: 11/5/2007

Series 31

Date: 5/2/2003

Current Firm

ISADORE PRIVATE WEALTH, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

ISADORE PRIVATE WEALTH, LLC

TRUST BUT VERIFY

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