Richard M. Hoffman

CHESAPEAKE WEALTH STRATEGIES

BALTIMORE, MD 21208

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CRD#: 4417066

Professional summary

Richard Michael Hoffman is a registered financial advisor currently at CHESAPEAKE WEALTH STRATEGIES, INC. located in Baltimore, Maryland.

Richard is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2001. Richard has worked at 2 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Richard Michael Hoffman's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 14, 2016 - Present

CHESAPEAKE WEALTH STRATEGIES, INC.

Office #1: 27 Hooks Lane, Baltimore, MD 21208

RIA

CRD#: 284097

BALTIMORE, MD

Past

September 28, 2001 - August 3, 2016

EQUITABLE ADVISORS, LLC

RIA

CRD#: 6627

TOWSON, MD

Past

July 13, 2001 - August 3, 2016

EQUITABLE ADVISORS, LLC

CRD#: 6627

TOWSON, MD

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Maryland
(7/14/2016)

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Exams

State Security Law Exam

IAR

Series 66

Date: 8/9/2001

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 8/3/2016

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 7/12/2001

General Securities Representative Examination

Current Firm

CHESAPEAKE WEALTH STRATEGIES, INC.

CHESAPEAKE WEALTH STRATEGIES, INC. | HOFFMAN, RICHARD M.

CRD#: 284097 / SEC#:

Maryland

Registered Investment Advisory firm - (7/13/2016 Approved)

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Contact information

Main Address

27 Hooks Lane, Baltimore, MD 21208

Mailing Address

Phone number

(410) 344-7110

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

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Richard M. Hoffman

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Richard Michael Hoffman's CRS (Customer Relationship Summary).

Certified licenses

Experience

CHESAPEAKE WEALTH STRATEGIES, INC.

EQUITABLE ADVISORS, LLC

EQUITABLE ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 8/9/2001

SIE

Date: 8/3/2016

Series 7

Date: 7/12/2001

Current Firm

CHESAPEAKE WEALTH STRATEGIES, INC.

Contact information

Documents

Red Flags

Company Information

CHESAPEAKE WEALTH STRATEGIES, INC.

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