John D. Kernan
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John David Kernan was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 2001. John had worked at 6 firms and has passed the Series 63, SIE, Series 87, Series 86, Series 7 and Series 55 exams.
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 16, 2026 - July 23, 2026
SEAPORT GLOBAL SECURITIES LLC
March 8, 2024 - January 7, 2026
TD SECURITIES (USA) LLC
September 5, 2008 - April 10, 2024
COWEN AND COMPANY
July 23, 2007 - September 8, 2008
MORGAN KEEGAN & COMPANY, LLC
June 3, 2003 - June 14, 2005
TRILLIUM BROKERAGE SERVICES, LLC
July 30, 2001 - June 5, 2003
HEARTLAND SECURITIES CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 8/17/2001
Limited Representative-Equity Trader ExamCurrent Firm
SEAPORT GLOBAL SECURITIES LLC
CRD#: 116270 / SEC#: , 8-53535
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 3 |
Red Flags
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