Elaine A. Szur
Professional summary
Elaine Anne Szur was barred by the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Elaine is a previously registered financial professional and started their career in finance in 1969. Prior to being barred, Elaine had worked at 4 firms, which includes FIRST NATIONAL EQUITY CORP., J. PEARCE SECURITIES INC., EASTERN STATES SECURITIES INC., SCOTT PLANNING COMPANY INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 16, 1995 - August 18, 1997
FIRST NATIONAL EQUITY, CORP.
June 24, 1992 - December 19, 1993
J. PEARCE SECURITIES, INC.
December 12, 1974 - June 4, 1992
EASTERN STATES SECURITIES, INC.
November 25, 1969 - September 8, 1974
SCOTT PLANNING COMPANY, INC.
State Registrations and Notice Filings
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Exams
Series 1
Date: 11/21/1969
Registered Representative ExaminationF04
Date: 10/3/1974
Financial Principal ExaminationSeries 00
Date: 9/23/1974
General Securities Principal ExaminationCurrent Firm
FIRST NATIONAL EQUITY, CORP.
CRD#: 36094 / SEC#: , 8-47059
Contact information
Documents
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