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Thomas C Mcgahan

EAMON CAPITAL MANAGEMENT
WEXFORD, PA
·CRD# 4416544·20 years experience

Professional Summary

Thomas C Mcgahan is a registered financial advisor currently at EAMON CAPITAL MANAGEMENT, LLC located in Wexford, Pennsylvania. Thomas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2006. Thomas has worked at 2 firms and has passed the Series 63, Series 87, Series 86 and Series 7 exams.

At a Glance

Always Fiduciary

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

20 years in the financial services industry

Current & Past Employments

EAMON CAPITAL MANAGEMENT, LLC·CRD# 309470
RIA
7500 Brooktree Road Suite 100, Wexford, PA 15090
June 12, 2020 - Present
PIPER SANDLER & CO.·CRD# 665
BD
Minneapolis, MN
February 1, 2006 - July 10, 2008

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Current Firm

EC
EAMON CAPITAL MANAGEMENT, LLC

EAMON CAPITAL MANAGEMENT, LLC

CRD#: 309470
Pennsylvania
Registered Investment Advisory firm - Pennsylvania (6/12/2020 Approved)

Contact Information

Main Address

7500 Brooktree Road Suite 100, Wexford, PA 15090

Phone Number

(412) 324-4006

# of Employees

4

Documents

Latest Form ADV

Regulatory Assets Under Management

Total Number of Accounts

60

AUM (Assets Under Management)

$14,514,346

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
IAR
Pennsylvania
(6/12/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Dec 2006About the Series 63 exam

Series 87 — Research Analyst Exam - Part II Regulations Module

Passed Feb 2007About the Series 87 exam

Series 86 — Research Analyst Exam - Part I Analysis Module

Passed Jan 2007About the Series 86 exam

Series 7 — General Securities Representative Examination

Passed Jan 2006About the Series 7 exam

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CRS (Client Relationship Summary) - RIA

Click below to view Thomas C Mcgahan's CRS (Customer Relationship Summary).

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