Joaquim B. Desousa
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Joaquim Brochado Desousa, who also goes by Jack Desousa, Joaquim B Desousa, was a registered financial professional .
Joaquim is a previously registered financial professional and started their career in finance in 2001. Joaquim had worked at 6 firms and has passed the Series 63, Series 57TO, SIE, Series 55 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 9, 2014 - February 28, 2024
AVATAR SECURITIES, LLC
March 29, 2013 - August 8, 2014
QUASAR TRADING, LLC
January 30, 2013 - June 27, 2013
COASTAL TRADE SECURITIES, LLC
April 8, 2011 - January 31, 2013
AVATAR SECURITIES, LLC
March 3, 2003 - June 21, 2010
FIS BROKERAGE & SECURITIES SERVICES LLC
February 15, 2002 - March 3, 2003
RUMSON CAPITAL, LLC
November 26, 2001 - February 6, 2002
RUMSON CAPITAL, LLC
June 20, 2001 - November 29, 2001
ELECTRONIC TRADING GROUP, LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 4/20/2001
Limited Representative-Equity Trader ExamCurrent Firm
AVATAR SECURITIES, LLC
CRD#: 147763 / SEC#: , 8-67932
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| AVATAR TRADING GROUP, LLC | HOLDING CO. | |
| DEETER, MISHA BODHI | MEMBER | 5132163 |
| BROWSKI, ANDREW CHARLES | CHIEF COMPLIANCE OFFICER/PRINCIPAL OPERATIONS OFFICER | 5778834 |
| HOLLAND, RAYMOND F | CO-MANAGING MEMBER | 5509397 |
| KATHWARI, OMAR FAROOQ | CO-MANAGING MEMBER | 5509343 |
| SLOAN NOWAK, JACQUELINE LEE | FINOP/PRINCIPAL FINANCIAL OFFICER | 2717305 |
Disclosures
| Regulatory Event | 1 |
Red Flags
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