William L. Criswell

GARLAND AND GREENWOOD WEALTH ADVISORS LLC

ROLAND, AR 72135

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CRD#: 4416326

Professional summary

William Louis Criswell JR., who also goes by Bill Criswell, Wiliam Louis Criswell Jr., is a registered financial advisor currently at GARLAND AND GREENWOOD WEALTH ADVISORS LLC located in Roland, Arkansas and LPL FINANCIAL LLC located in Roland, Arkansas.

William is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2001. William has worked at 5 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 51 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Bill Criswell | Wiliam Louis Criswell Jr.

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. 11/30/2015 - Arkansas Wealth Management/ DBA for LPL Business (entity for LPL business)/ 95%/ LITTLE ROCK, AR 2. 11/30/2015 - The Bistro Group DBA Vesuvio Bistro/ Business Entity For Tax, Investment Purposes Only/ 15%/ LITTLE ROCK, AR. 3. 1/23/2019 - Universal Financial Consultants - Investment Related - 0204 Arkansas Valley Drive, Little Rock AR 72212 - Non-Variable Insurance - Insurance Sales Agent - Started 01/18/2019 - 5 Hours Per Month During Securities Trading. 4. 2/16/2023 - Garland and Greenwood Wealth Advisors, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Start Date - 01/18/2023 - 80 Hours Per Month/80 Hours During Securities Trading - Time Spent 50% - I provide investment advisory services through Garland and Greenwood Wealth Advisors, LLC, an independent investment advisor firm. I started this business activity in 02/2023. I expect to spend approximately 80 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view William Louis Criswell JR.'s CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 22, 2023 - Present

GARLAND AND GREENWOOD WEALTH ADVISORS LLC

Office #1: 7915 Hwy 300, Roland, AR 72135Office #2: 40 Rahling Cr, Little Rock, AR 72223Office #3: 40 Rahling Circle, Little Rock, AR 72223

RIA

CRD#: 318815

ROLAND, AR

Current

November 30, 2015 - Present

LPL FINANCIAL LLC

Office #1: 7915 Highway 300, Roland, AR 72135

RIA

CRD#: 6413

ROLAND, AR

Past

November 30, 2015 - February 16, 2023

LPL FINANCIAL LLC

RIA

CRD#: 6413

GRAPEVINE, TX

Past

January 12, 2007 - December 1, 2015

NEXT FINANCIAL GROUP, INC.

CRD#: 46214

LITTLE ROCK, AR

Past

January 5, 2007 - December 1, 2015

NEXT FINANCIAL GROUP, INC.

RIA

CRD#: 46214

LITTLE ROCK, AR

Past

July 24, 2006 - December 14, 2006

RAYMOND JAMES FINANCIAL SERVICES, INC.

RIA

CRD#: 6694

LITTLE ROCK, AR

Past

April 11, 2003 - December 14, 2006

RAYMOND JAMES FINANCIAL SERVICES, INC.

CRD#: 6694

LITTLE ROCK, AR

Past

August 21, 2001 - April 14, 2003

EDWARD JONES

CRD#: 250

ST. LOUIS, MO

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(7/30/2019)

Arkansas
(11/30/2015)

IAR

Arkansas
(2/22/2023)

Florida
(11/30/2015)

Georgia
(8/22/2024)

Illinois
(1/28/2025)

Indiana
(4/29/2024)

Kentucky
(10/12/2018)

Minnesota
(1/27/2025)

Mississippi
(4/1/2019)

Oklahoma
(6/26/2018)

South Carolina
(12/15/2021)

Tennessee
(10/20/2021)

Texas
(11/30/2015)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 7/19/2006

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 8/23/2001

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 8/20/2001

General Securities Representative Examination

Principal/Supervisory Exam

Series 51

Date: 5/11/2007

Municipal Fund Securities Principal Examination

Principal/Supervisory Exam

Series 24

Date: 4/11/2007

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

GARLAND AND GREENWOOD WEALTH ADVISORS LLC

ARKANSAS WEALTH MANAGEMENT | GARLAND AND GREENWOOD WEALTH ADVISORS LLC | GARLAND & GREENWOOD WEALTH ADVISORS LLC | CRISWELL WEALTH MANAGEMENT

CRD#: 318815 / SEC#:

Arkansas

Registered Investment Advisory firm - (5/3/2022 Approved)

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Contact information

Main Address

7915 Hwy 300, Roland, AR 72135

Mailing Address

Phone number

(501) 954-7776

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	477
AUM (Assets Under Management)	$ 53,371,548

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

(xxx) xxx-xxxx

xxxxx@xxxx.xxx

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Firm Stability Insights

William L. Criswell

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view William Louis Criswell JR.'s CRS (Customer Relationship Summary).

Certified licenses

Experience

LPL FINANCIAL LLC

LPL FINANCIAL LLC

NEXT FINANCIAL GROUP, INC.

NEXT FINANCIAL GROUP, INC.

RAYMOND JAMES FINANCIAL SERVICES, INC.

RAYMOND JAMES FINANCIAL SERVICES, INC.

EDWARD JONES

State Registrations and Notice Filings

Exams

Series 66

Date: 7/19/2006

Series 63

Date: 8/23/2001

SIE

Date: 10/1/2018

Series 7

Date: 8/20/2001

Series 51

Date: 5/11/2007

Series 24

Date: 4/11/2007

FINRA

Current Firm

GARLAND AND GREENWOOD WEALTH ADVISORS LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

GARLAND AND GREENWOOD WEALTH ADVISORS LLC

TRUST BUT VERIFY

Contact information

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