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BC

Brian S. Clegg

OPTIMAL INVESTMENT PERFORMANCE
AMERICAN FORK, UT
Some features on this profile are disabled
CRD#: 4416232
BC

Professional summary

Brian Stallings Clegg is a registered financial advisor currently at OPTIMAL INVESTMENT PERFORMANCE, LLC located in American Fork, Utah.

Brian is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2002. Brian has worked at 3 firms and has passed the Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brian Stallings Clegg's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

September 17, 2024 - Present

OPTIMAL INVESTMENT PERFORMANCE, LLC

RIA
CRD#: 326155
AMERICAN FORK, UT
Past

November 7, 2006 - November 27, 2006

EMCOR SECURITIES INC.

BD
CRD#: 45722
NEW YORK, NY
Past

January 25, 2002 - February 7, 2003

CREDIT SUISSE SECURITIES (USA) LLC

BD
CRD#: 816
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Utah
(9/17/2024)

Exams

State Security Law Exam
RR
Series 63
Date: 3/22/2002
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7
Date: 11/6/2006
General Securities Representative Examination

Current Firm

OI
OPTIMAL INVESTMENT PERFORMANCE, LLC
OPTIMAL INVESTMENT PERFORMANCE, LLC

CRD#: 326155 / SEC#:

Utah
Registered Investment Advisory firm - (9/17/2024 Approved)
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Contact information

Main Address
American Fork, UT
Mailing Address
Phone number
(917) 538-4468
Established
Firm type
Fiscal year end
# of Employees
1

Documents

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

OPTIMAL INVESTMENT PERFORMANCE, LLC

CRD#: 326155American Fork, UT

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