Robin M. Bates
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robin Murray Bates, who also goes by Robin M Bates, was a registered financial professional .
Robin is a previously registered financial professional and started their career in finance in 2002. Robin had worked at 5 firms and has passed the Series 65, Series 63 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 3, 2011 - May 22, 2012
AMERICAN ELITE RETIREMENT
July 6, 2009 - November 11, 2010
BROOKSTONE CAPITAL MANAGEMENT LLC
August 3, 2005 - May 14, 2009
WADDELL & REED
April 27, 2005 - May 14, 2009
WADDELL & REED
July 23, 2003 - April 22, 2005
FARMERS FINANCIAL SOLUTIONS, LLC
January 23, 2002 - June 24, 2003
MML INVESTORS SERVICES, LLC
State Registrations and Notice Filings
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Exams
Current Firm
AMERICAN ELITE RETIREMENT
CRD#: 152499 / SEC#: 801-71204
Contact information
Red Flags
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