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Timothy Geoffrey Kearney

DV SECURITIES
CHICAGO, IL
·CRD# 4416134·12 years experience

Professional Summary

Timothy Geoffrey Kearney, who also goes by Timothy Kearney, Timothy Geoffrey Kearney, is a registered financial advisor currently at DV SECURITIES, LLC located in Chicago, Illinois. Timothy is registered as a RR (Registered Representative) and started their career in finance in 2002. Timothy has worked at 7 firms and has passed the Series 63, Series 99TO, Series 82TO, Series 22TO, Series 6TO, SIE, Series 7, Series 39, Series 14, Series 26 and Series 24 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Timothy Kearney, Timothy Geoffrey Kearney

Blog Corner

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

12 years in the financial services industry

Current & Past Employments

DV SECURITIES, LLC·CRD# 305134
BD
425 S. Financial Place Suite 2800, Chicago, IL 60605
April 21, 2026 - Present
MIRAE ASSET SECURITIES (USA) INC.·CRD# 30679
BD
New York, NY
December 10, 2024 - January 8, 2026
TD SECURITIES (USA) LLC·CRD# 18476
BD
New York, NY
March 1, 2023 - December 16, 2024
RBC CMA LTD·CRD# 121263
BD
New York, NY
January 24, 2022 - January 13, 2023
RBC CAPITAL MARKETS, LLC·CRD# 31194
BD
New York, NY
October 19, 2021 - January 13, 2023
BNP PARIBAS SECURITIES CORP.·CRD# 15794
BD
New York, NY
March 16, 2017 - September 14, 2021
ABN AMRO INCORPORATED·CRD# 15776
BD
Stamford, CT
May 24, 2002 - April 1, 2005

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Current Firm

DS
DV SECURITIES, LLC

DV SECURITIES, LLC

CRD#: 305134 / SEC#: 8-70393
BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)

Contact Information

Main Address

425 S. Financial Place Suite 2800, Chicago, IL 60605

Mailing Address

425 S. Financial Place Suite 2800, Chicago, IL 60605

Phone Number

(312) 837-0649

Established

Delaware since 05/26/2016

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (5 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
DV GROUP HOLDINGS, LLCMEMBER—
CARLINO, ERIC JAMESCHIEF EXECUTIVE OFFICER2898311
KATZ, SHIFRACHIEF COMPLIANCE OFFICER—
MEHTA, AMANCHIEF FINANCIAL OFFICER7306797

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
New York
(4/21/2026)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Mar 2017About the Series 63 exam

Series 99TO — Operations Professional Examination

Passed Jan 2023About the Series 99TO exam

Series 82TO — Limited Representative-Private Securities Offerings

Passed Jan 2023About the Series 82TO exam

Series 22TO — Direct Participation Programs Representative Examination

Passed Jan 2023About the Series 22TO exam

Series 6TO — Investment Company Products/Variable Contracts Representative Examination

Passed Jan 2023About the Series 6TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Mar 2017About the Series 7 exam

Series 39 — Direct Participation Programs Principal Examination

Passed Jan 2023About the Series 39 exam

Series 14 — Compliance Officer Examination

Passed Jan 2023About the Series 14 exam

Series 26 — Investment Company Products/Variable Contracts Principal Examination

Passed Jan 2023About the Series 26 exam

Series 24 — General Securities Principal Examination

Passed Nov 2021About the Series 24 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Timothy Geoffrey Kearney's CRS (Customer Relationship Summary).

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