Eric D. Crum
Professional summary
Eric Douglas Crum, who also goes by Eric Douglas Crum, Eric Crum, is a registered financial professional currently at AMERICAN CENTURY INVESTMENT SERVICES INC. located in New York, New York.
Eric is registered as a RR (Registered Representative) and started their career in finance in 2001. Eric has worked at 9 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Eric Douglas Crum's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 6, 2024 - Present
AMERICAN CENTURY INVESTMENT SERVICES INC.
Office #1: 330 Madison, New York, NY 10017January 26, 2024 - March 4, 2024
MML DISTRIBUTORS, LLC
December 9, 2015 - October 2, 2023
NEW YORK LIFE INVESTMENT MANAGEMENT LLC
December 9, 2015 - October 2, 2023
NYLIFE DISTRIBUTORS LLC
December 6, 2011 - December 2, 2015
REALTY CAPITAL SECURITIES, LLC
September 21, 2007 - November 30, 2011
JOHN HANCOCK DISTRIBUTORS LLC
May 10, 2004 - September 4, 2007
GUARDIAN INVESTOR SERVICES LLC
January 2, 2003 - May 17, 2004
FEDERATED INVESTMENT COUNSELING
July 5, 2001 - May 17, 2004
FEDERATED SECURITIES CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
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Exams
FINRA
Current Firm
AMERICAN CENTURY INVESTMENT SERVICES INC.
CRD#: 17437 / SEC#: , 8-35220
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| AMERICAN CENTURY COMPANIES, INC. | PARENT COMPANY | |
| LUCHINSKY, RICHARD TODD | SVP, PRESIDENT | 2065489 |
| PAK, JOHN DONGJIN | CLO | 3226458 |
| REDLINE, CHERYL LOUISE | TREASURER, PRINCIPAL FINANCIAL OFFICER, PRINCIPAL OPERATIONS OFFICER | 5371811 |
| SCHAPPERT, BRIAN JOSEPH | SVP, DIRECTOR | 5362490 |
| SHELTON, AMY DIANE | CCO | 2556023 |
| SMITH, RICHARD ANDREW | SVP, DIRECTOR | 6109979 |
| TURNER, MICHAEL RYAN | DIRECTOR | 5469914 |
Disclosures
| Regulatory Event | 2 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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