Jon Goodall Symon
Professional Summary
Jon Goodall Symon was a registered financial advisor. Jon was a previously registered financial professional and started their career in finance 1970 - 1995. Jon had worked at 13 firms and has passed the Series 65, Series 63, Series 7, Series 6, Series 22, Series 1, Series 27, Series 24, Series 26, Series 39, F04 and Series 40 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
No current employment
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
59 years in the financial services industry
Current & Past Employments
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Current Firm
D.E. FREY & COMPANY, INC.
Contact Information
Established
Delaware since 09/19/1988Firm Type
CorporationFiscal Year End
DecemberDocuments
Direct owners and executive officers
Disclosures
Regulatory Event
11Civil Event
4Arbitration
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 6 — Investment Company Products/Variable Contracts Representative Examination
Passed Apr 1992About the Series 6 examSeries 22 — Direct Participation Programs Representative Examination
Passed Mar 1992About the Series 22 examSeries 1 — Registered Representative Examination
Passed Jul 1967Series 26 — Investment Company Products/Variable Contracts Principal Examination
Passed Jan 1993About the Series 26 examSeries 39 — Direct Participation Programs Principal Examination
Passed Dec 1992About the Series 39 examF04 — Financial Principal Examination
Passed Jan 1977Series 40 — Registered Principal Examination
Passed Oct 1971Similar Advisors
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CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.Similar Advisors
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