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RL

Roman V. Livson

PANTHERS CAPITAL MANAGEMENT
Boca Raton, FL
CRD#: 4415766
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RL
Roman Vladimirovich LivsonPANTHERS CAPITAL MANAGEMENT

Professional summary

Roman Vladimirovich Livson, who also goes by Roman V. Livson, is a registered financial professional currently at PANTHERS CAPITAL MANAGEMENT LLC located in Boca Raton, Florida.

Roman is registered as a RR (Registered Representative) and started their career in finance in 2001. Roman has worked at 4 firms and has passed the Series 63, Series 99TO, Series 79TO, SIE, Series 7, Series 14 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

Roman V. Livson

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Roman Vladimirovich Livson's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

April 23, 2026 - Present

PANTHERS CAPITAL MANAGEMENT LLC

Office #2: 20156 Castle Stuart Avenue, Boca Raton, FL 33434
BD
CRD#: 336019
Boca Raton, FL
Past

July 30, 2014 - June 28, 2023

KATALYST SECURITIES LLC

BD
CRD#: 112494
New York, NY
Past

June 19, 2013 - July 25, 2014

GOTTBETTER CAPITAL MARKETS, LLC

BD
CRD#: 20680
NEW YORK, NY
Past

October 18, 2001 - September 11, 2007

THOR CAPITAL LLC

BD
CRD#: 45716
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Arizona
(6/1/2026)
RR
California
(5/26/2026)
RR
Colorado
(6/4/2026)
RR
Connecticut
(6/2/2026)
RR
Florida
(5/12/2026)
RR
Georgia
(5/15/2026)
RR
Massachusetts
(6/16/2026)
RR
Michigan
(5/27/2026)
RR
Minnesota
(6/18/2026)
RR
Montana
(6/1/2026)
RR
Nevada
(5/21/2026)
RR
New Jersey
(5/29/2026)
RR
New York
(5/12/2026)
RR
North Carolina
(6/5/2026)
RR
North Dakota
(6/17/2026)
RR
Pennsylvania
(6/16/2026)
RR
South Carolina
(5/26/2026)

Exams

State Security Law Exam
RR
Series 63
Date: 8/14/2013
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 99TO
Date: 4/23/2026
Operations Professional Examination
General Industry/Product Exam
RR
Series 79TO
Date: 9/17/2025
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 6/19/2013
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 14
Date: 4/23/2026
Compliance Officer Examination
Principal/Supervisory Exam
RR
Series 24
Date: 3/24/2014
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

PC
PANTHERS CAPITAL MANAGEMENT LLC
PANTHERS CAPITAL MANAGEMENT LLC

CRD#: 336019 / SEC#: , 8-71353

BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)
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Contact information

Main Address
20156 Castle Stuart Avenue, Boca Raton, FL 33434
Mailing Address
20156 Castle Stuart Avenue, Boca Raton, FL 33434
Phone number
(917) 545-7743
Established
Florida since 03/20/2025
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

Documents

Direct owners and executive officers

NamePositionCRD#
LIVSON, ROMAN VLADIMIROVICHCEO/CCO/MEMBER4415766
AGERTON, DEBORAH LYNNFINOP4460597

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

PANTHERS CAPITAL MANAGEMENT LLC

CRD#: 336019Boca Raton, FL

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