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JG

John Joseph Gray

P.J. ROBB VARIABLE
HARRISBURG, PA
·CRD# 4415763·25 years experience

Professional Summary

John Joseph Gray is a registered financial advisor currently at P.J. ROBB VARIABLE, LLC located in Harrisburg, Pennsylvania. John is registered as a RR (Registered Representative) and started their career in finance in 2001. John has worked at 3 firms and has passed the Series 63, SIE, Series 6 and Series 26 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

25 years in the financial services industry

Current & Past Employments

P.J. ROBB VARIABLE, LLC·CRD# 38339
BD
4135 North Front Street, Harrisburg, PA 17110
March 12, 2008 - Present
UNDERWRITERS EQUITY CORPORATION·CRD# 36537
BD
Madison, WI
December 9, 2004 - December 31, 2007
MML INVESTORS SERVICES, LLC·CRD# 10409
BD
Springfield, MA
June 5, 2004 - September 23, 2004
UNDERWRITERS EQUITY CORPORATION·CRD# 36537
BD
Harrisburg, PA
August 14, 2001 - July 15, 2004

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Current Firm

PR
P.J. ROBB VARIABLE, LLC

P.J. ROBB VARIABLE CORPORATION | P.J. ROBB VARIABLE, LLC

CRD#: 38339 / SEC#: 8-48197
BD
Broker-Dealer Firm Regulated by FINRA (New Orleans district office)

Contact Information

Main Address

6075 Poplar Ave Suite 400, Memphis, TN 38119

Mailing Address

6075 Poplar Ave Suite 400, Memphis, TN 38119

Phone Number

(901) 722-5433

Established

Tennessee since 02/21/1995

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Medium

FINRA licenses (53 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
CRUMP LIFE INSURANCE SERVICES, LLCOWNER—
COLLINS, HEATHER MARIEASSISTANT TREASURER AND PRINCIPAL OPERATIONS OFFICER5851459
CORDLE, COYE BAXTER IIICHIEF COMPLIANCE OFFICER, AML OFFICER & PRIVACY OFFICER4544954
HARRISON, BRUCE ANDREWPRESIDENT, CEO AND CHAIRMAN OF THE BOARD /MANAGER2232934
MARSHALL, DARRYL KEVINSECRETARY, VICE PRESIDENT/MANAGER2508479
MERCHANT, JEFFREY SCHIIEF FINANCIAL OFFICER / TREASURER / PRINCIPAL FINANCIAL OFFICER / MANAGER4668892
SANTELL, CHRISTY CAROLASSISTANT PRINCIPAL OPERATIONS OFFICER6272704

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Alabama
(2/2/2023)
RR
Alaska
(2/2/2023)
RR
Arizona
(2/2/2023)
RR
Arkansas
(2/2/2023)
RR
California
(2/2/2023)
RR
Colorado
(2/2/2023)
RR
Connecticut
(2/2/2023)
RR
Delaware
(2/2/2023)
RR
District of Columbia
(2/2/2023)
RR
Florida
(2/2/2023)
RR
Georgia
(2/2/2023)
RR
Hawaii
(2/2/2023)
RR
Idaho
(2/2/2023)
RR
Illinois
(2/2/2023)
RR
Indiana
(2/2/2023)
RR
Iowa
(2/2/2023)
RR
Kansas
(2/2/2023)
RR
Kentucky
(2/2/2023)
RR
Louisiana
(2/2/2023)
RR
Maine
(2/2/2023)
RR
Maryland
(2/2/2023)
RR
Massachusetts
(2/2/2023)
RR
Michigan
(2/2/2023)
RR
Minnesota
(2/2/2023)
RR
Mississippi
(2/2/2023)
RR
Missouri
(2/2/2023)
RR
Montana
(2/2/2023)
RR
Nebraska
(2/2/2023)
RR
Nevada
(2/2/2023)
RR
New Hampshire
(2/2/2023)
RR
New Jersey
(2/2/2023)
RR
New Mexico
(2/2/2023)
RR
New York
(2/2/2023)
RR
North Carolina
(2/2/2023)
RR
North Dakota
(2/2/2023)
RR
Ohio
(2/2/2023)
RR
Oklahoma
(2/2/2023)
RR
Oregon
(2/2/2023)
RR
Pennsylvania
(2/2/2023)
RR
Rhode Island
(2/2/2023)
RR
South Carolina
(2/2/2023)
RR
South Dakota
(2/2/2023)
RR
Texas
(2/2/2023)
RR
Utah
(2/2/2023)
RR
Vermont
(2/2/2023)
RR
Virginia
(2/2/2023)
RR
Washington
(2/2/2023)
RR
West Virginia
(2/2/2023)
RR
Wisconsin
(3/12/2008)
RR
Wyoming
(2/2/2023)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Sep 2001About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Aug 2001About the Series 6 exam

Series 26 — Investment Company Products/Variable Contracts Principal Examination

Passed Dec 2014About the Series 26 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view John Joseph Gray's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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