Theresa Stevens

COMMERCE STREET INVESTMENT MANAGEMENT

Dallas, TX 75202

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CRD#: 4415624

Professional summary

Theresa Stevens, CFP®, who also goes by Theresa Rene Messier, Theresa Rene' Messier, Theresa Rene Stevens, is a registered financial advisor currently at COMMERCE STREET INVESTMENT MANAGEMENT located in Dallas, Texas and COMMERCE STREET CAPITAL, LLC located in Dallas, Texas.

Theresa is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2013. Theresa has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Theresa Rene Messier | Theresa Rene' Messier | Theresa Rene Stevens

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Theresa Stevens's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Experience

Current

March 8, 2023 - Present

COMMERCE STREET INVESTMENT MANAGEMENT

Office #1: 1445 Ross Avenue, Suite 2700, Dallas, TX 75202

RIA

CRD#: 144278

Dallas, TX

Current

March 8, 2023 - Present

COMMERCE STREET CAPITAL, LLC

Office #1: 1445 Ross Ave. Suite 2700, Dallas, TX 75202

CRD#: 143797

Dallas, TX

Past

July 9, 2014 - June 3, 2021

J.P. MORGAN SECURITIES LLC

RIA

CRD#: 79

DALLAS, TX

Past

July 9, 2014 - June 3, 2021

J.P. MORGAN SECURITIES LLC

CRD#: 79

DALLAS, TX

Past

March 29, 2013 - June 30, 2014

MORGAN STANLEY

RIA

CRD#: 149777

DALLAS, TX

Past

March 5, 2013 - June 30, 2014

MORGAN STANLEY

CRD#: 149777

DALLAS, TX

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

COMMERCE STREET INVESTMENT MANAGEMENT

CLARIS CAPITAL PARTNERS | COMMERCE STREET PEAK ADVISORS | COMMERCE STREET INVESTMENT MANAGEMENT | COMMERCE STREET INVESTMENT ADVISOR, LLC

CRD#: 144278 / SEC#: 801-68792

RIA

Registered Investment Advisory firm - (1/22/2008 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

IAR

Texas
(3/8/2023)

Texas
(3/9/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 3/28/2013

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 3/4/2013

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

COMMERCE STREET INVESTMENT MANAGEMENT

CLARIS CAPITAL PARTNERS | COMMERCE STREET PEAK ADVISORS | COMMERCE STREET INVESTMENT MANAGEMENT | COMMERCE STREET INVESTMENT ADVISOR, LLC

CRD#: 144278 / SEC#: 801-68792

RIA

Registered Investment Advisory firm - (1/22/2008 Approved)

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Contact information

Main Address

1445 Ross Avenue, Suite 2700, Dallas, TX 75202

Mailing Address

Phone number

(214) 545-6800

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (16 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ANNUAL AMENDED FORM ADV PART 2A BROCHURE- MARCH 2025 (3/26/2025)

Regulatory assets under management

Total Number of Accounts	76
AUM (Assets Under Management)	$ 876,451,597

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Theresa Stevens

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Theresa Stevens's CRS (Customer Relationship Summary).

Certified licenses

Experience

COMMERCE STREET CAPITAL, LLC

J.P. MORGAN SECURITIES LLC

J.P. MORGAN SECURITIES LLC

MORGAN STANLEY

MORGAN STANLEY

Primary Firm SEC Registration

COMMERCE STREET INVESTMENT MANAGEMENT

State Registrations and Notice Filings

Exams

Series 66

Date: 3/28/2013

SIE

Date: 10/1/2018

Series 7

Date: 3/4/2013

FINRA

Current Firm

COMMERCE STREET INVESTMENT MANAGEMENT

Contact information

SEC notice filing (16 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

COMMERCE STREET INVESTMENT MANAGEMENT

TRUST BUT VERIFY

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