Sydney S. Sylvester
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Sydney Stephen Sylvester was a registered financial professional .
Sydney is a previously registered financial professional and started their career in finance in 1981. Sydney had worked at 6 firms and has passed the Series 63, SIE and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 10, 2003 - July 22, 2015
TRIDENT PARTNERS LTD.
December 17, 2002 - February 7, 2003
GLENN MICHAEL FINANCIAL, INC.
July 15, 2002 - December 9, 2002
MORGAN STANLEY DW INC.
March 19, 1993 - December 9, 2002
MORGAN STANLEY DW INC.
June 6, 1990 - April 2, 1993
CITIGROUP GLOBAL MARKETS INC.
April 23, 1984 - June 6, 1990
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
April 10, 1981 - May 17, 1984
DREXEL BURNHAM LAMBERT INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 4/22/1971
Registered Representative ExaminationCurrent Firm
TRIDENT PARTNERS LTD.
CRD#: 41258 / SEC#: , 8-49342
Contact information
FINRA licenses (50 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 5 |
| Arbitration | 4 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
