Randall D. Schroeder

TOEWS ASSET MANAGEMENT

Northfield, NJ 08225-1844

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CRD#: 4415247

Professional summary

Randall Dean Schroeder is a registered financial advisor currently at TOEWS ASSET MANAGEMENT located in Northfield, New Jersey.

Randall is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2001. Randall has worked at 3 firms and has passed the Series 63, Series 65, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Randall Dean Schroeder's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 5, 2001 - Present

TOEWS ASSET MANAGEMENT

Office #1: 1750 Zion Road Suite 201, Northfield, NJ 08225-1844

RIA

CRD#: 106304

Northfield, NJ

Past

January 14, 2008 - June 24, 2008

NORTHERN LIGHTS DISTRIBUTORS, LLC

CRD#: 126159

ELKHORN, NE

Past

June 21, 2001 - December 31, 2005

FORESIDE FUND SERVICES, LLC

CRD#: 46106

PORTLAND, ME

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

TOEWS ASSET MANAGEMENT

BEHAVIORAL INVESTING INSTITUTE | TOEWS CORPORATION | TOEWS ASSET MANAGEMENT | TOEWS | SYNTHESIS INVESTMENTS ASSET MANAGEMENT

CRD#: 106304 / SEC#: 801-47765

RIA

Registered Investment Advisory firm - (12/9/1994 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New Jersey
(2/1/2007)

IAR

Pennsylvania
(1/5/2001)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 6/27/2001

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 65

Date: 12/23/2000

Uniform Investment Adviser Law Examination

General Industry/Product Exam

Series 7

Date: 12/14/2000

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 9/1/2005

General Securities Principal Examination

Current Firm

TOEWS ASSET MANAGEMENT

BEHAVIORAL INVESTING INSTITUTE | TOEWS CORPORATION | TOEWS ASSET MANAGEMENT | TOEWS | SYNTHESIS INVESTMENTS ASSET MANAGEMENT

CRD#: 106304 / SEC#: 801-47765

RIA

Registered Investment Advisory firm - (12/9/1994 Approved)

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Contact information

Main Address

1750 Zion Road Suite 201, Northfield, NJ 08225-1844

Mailing Address

Phone number

(877) 863-9726

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (22 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2 DISCLOSURE BROCHURE (3/21/2025)

Regulatory assets under management

Total Number of Accounts	154
AUM (Assets Under Management)	$ 945,114,686

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Randall D. Schroeder

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Randall Dean Schroeder's CRS (Customer Relationship Summary).

Certified licenses

Experience

NORTHERN LIGHTS DISTRIBUTORS, LLC

FORESIDE FUND SERVICES, LLC

Primary Firm SEC Registration

TOEWS ASSET MANAGEMENT

State Registrations and Notice Filings

Exams

Series 63

Date: 6/27/2001

Series 65

Date: 12/23/2000

Series 7

Date: 12/14/2000

Series 24

Date: 9/1/2005

Current Firm

TOEWS ASSET MANAGEMENT

Contact information

SEC notice filing (22 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

TOEWS ASSET MANAGEMENT

TRUST BUT VERIFY

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