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Eric Marshall Walton

WESTWIND CAPITAL

LAS CRUCES, NM

·CRD# 4415201·24 years experience

Professional Summary

Eric Marshall Walton is a registered financial advisor currently at WESTWIND CAPITAL located in Las Cruces, New Mexico. Eric is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2002. Eric has worked at 2 firms and has passed the Series 66 and Series 7 exams.

At a Glance

Always Fiduciary

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

What Does a Financial Advisor Do? Understanding Their Role, Services, and Value

What Does a Financial Advisor Do? Understanding Their Role, Services, and Value

Do I Need a Financial Advisor? A Complete Guide to Deciding If It’s Right for You

Do I Need a Financial Advisor? A Complete Guide to Deciding If It’s Right for You

What Are Financial Values and How to Align Them With Your Financial Goals

What Are Financial Values and How to Align Them With Your Financial Goals

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

24 years in the financial services industry

Current & Past Employments

WESTWIND CAPITAL·CRD# 106802

RIA

1800 S. Telshor, Las Cruces, NM 88011

October 21, 2003 - Present

CAMBRIDGE INVESTMENT RESEARCH, INC.·CRD# 39543

BD

Las Cruces, NM

August 19, 2002 - September 30, 2010

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Current Firm

WC

WESTWIND CAPITAL

LORD SPENCE & ASSOCIATES | WESTWIND CAPITAL | SPENCE ASSET MANAGEMENT | LORD, SPENCE & ASSOCIATES

CRD#: 106802 / SEC#: 801-43661

RIA

Registered Investment Advisory firm - SEC (4/7/1993 Approved)

Contact Information

Main Address

1800 S. Telshor, Las Cruces, NM 88011

Phone Number

(575) 556-8500

# of Employees

10

SEC notice filing (10 States and Territories)

Registered to provide investment advisory services in 10 US states and territories.

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

2026 WESTWIND CAPITAL ADV PART 2A (4/7/2026)

Regulatory Assets Under Management

Total Number of Accounts

2,131

AUM (Assets Under Management)

$795,933,599

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

BenMol LLC which is a real estate holding company, not investment related. The address is 5035 Silverton Ct. Las Cruces, NM 88011. He is a partner. This entity began in 2016. He devotes approximately 5 hours per month to the business outside of business hours and none during business hours. His duties include property management. This entity is the owner of the building on Foothills Rd which Spence Asset Management leases from BenMol LLC. SKEW Properties LLC which is a real estate holding company, not investment related. The address is 5035 Silverton Ct. Las Cruces, NM 88011. He is a partner. This entity began in 2014. He devotes approximately 5 hours per month to the business outside of business hours and none during business hours. His duties include property management. GSM LLC which is a real estate holding company, not investment related. The address is 5035 Silverton Ct. Las Cruces, NM 88011. He is a partner. This entity began in 2024. He devotes approximately 5 hours per month to the business outside of business hours and none during business hours. His duties include property management.

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Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

WC

WESTWIND CAPITAL

LORD SPENCE & ASSOCIATES | WESTWIND CAPITAL | SPENCE ASSET MANAGEMENT | LORD, SPENCE & ASSOCIATES

CRD#: 106802 / SEC#: 801-43661

RIA

Registered Investment Advisory firm - SEC (4/7/1993 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

IAR

Colorado
(1/24/2022)

IAR

New Mexico
(10/21/2003)

IAR

Texas
(4/17/2006)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Feb 2003About the Series 66 exam

Series 7 — General Securities Representative Examination

Passed Aug 2002About the Series 7 exam

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CRS (Client Relationship Summary) - RIA

Click below to view Eric Marshall Walton's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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