Steven T. Syfert
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Steven Thomas Syfert was a registered financial professional .
Steven is a previously registered financial professional and started their career in finance in 1971. Steven had worked at 9 firms and has passed the Series 63, SIE and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 14, 2014 - May 11, 2015
WNJ CAPITAL, INC.
May 1, 2009 - January 17, 2014
KILDARE CAPITAL, INC.
September 25, 2007 - April 30, 2009
USTOCKTRADE SECURITIES, INC.
November 14, 2005 - August 27, 2007
FERRIS, BAKER WATTS, LLC
April 25, 1994 - November 15, 2005
DOLPHIN & BRADBURY INCORPORATED
July 16, 1981 - April 22, 1994
JANNEY MONTGOMERY SCOTT LLC
June 29, 1979 - July 9, 1981
SCHRODER & CO. INC.
August 3, 1973 - July 19, 1979
BUTCHER & SINGER INC.
September 27, 1971 - August 3, 1973
BUTCHER & SHERRERD
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 9/23/1971
Registered Representative ExaminationCurrent Firm
WNJ CAPITAL, INC.
CRD#: 167903 / SEC#: , 8-69282
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
