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MR

Marilyn A. Rios

DAKOTA WEALTH
PORTSMOUTH, NH 03801
Some features on this profile are disabled
CRD#: 4414881
MR

Professional summary

Marilyn Ashley Rios, AIF®, who also goes by Marilyn Ann Bailey, Marilyn Ashley Genery, Marilyn Ann Morrison, is a registered financial advisor currently at DAKOTA WEALTH, LLC located in Portsmouth, New Hampshire.

Marilyn is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2002. Marilyn has worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6 and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Marilyn Ann Bailey | Marilyn Ashley Genery | Marilyn Ann Morrison

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Marilyn Ashley Rios's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
AIF®

Accredited Investment Fiduciary

Experience

Current

December 7, 2018 - Present

DAKOTA WEALTH, LLC

Office #1: 147 Middle Street, Portsmouth, NH 03801
RIA
CRD#: 297987
PORTSMOUTH, NH
Past

February 2, 2017 - March 25, 2019

DAKOTA WEALTH, LLC

RIA
CRD#: 141137
Portsmouth, NH
Past

March 19, 2015 - November 29, 2016

LPL FINANCIAL LLC

BD
CRD#: 6413
PORTSMOUTH, NH
Past

August 12, 2014 - February 28, 2019

GENERY WEALTH MANAGEMENT, LLC

RIA
CRD#: 172272
PORTSMOUTH, NH
Past

February 9, 2010 - March 19, 2015

COMMONWEALTH FINANCIAL NETWORK

RIA
CRD#: 8032
PORTSMOUTH, NH
Past

March 1, 2002 - March 19, 2015

COMMONWEALTH FINANCIAL NETWORK

BD
CRD#: 8032
PORTSMOUTH, NH

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
DW
DAKOTA WEALTH, LLC
DAKOTA WEALTH MANAGEMENT | SPRINGSIDE PARTNERS | OAKMONT PARTNERS | DAKOTA WEALTH, LLC

CRD#: 297987 / SEC#: 801-114097

RIA
Registered Investment Advisory firm - (10/8/2018 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
New Hampshire
(2/19/2019)

Exams

State Security Law Exam
IAR
Series 65
Date: 11/18/2009
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 12/21/2004
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 11/29/2016
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 7/21/2008
General Securities Representative Examination
General Industry/Product Exam
RR
Series 6
Date: 2/28/2002
Investment Company Products/Variable Contracts Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 10/11/2010
General Securities Principal Examination

Current Firm

DW
DAKOTA WEALTH, LLC
DAKOTA WEALTH MANAGEMENT | SPRINGSIDE PARTNERS | OAKMONT PARTNERS | DAKOTA WEALTH, LLC

CRD#: 297987 / SEC#: 801-114097

RIA
Registered Investment Advisory firm - (10/8/2018 Approved)
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Contact information

Main Address
11376 N. Jog Road Suite 101, Palm Beach Gardens, FL 33418-1752
Mailing Address
Phone number
(561) 774-8101
Established
Firm type
Fiscal year end
# of Employees
78

SEC notice filing (37 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

DAKOTA WEALTH FORM ADV PART 2A (10/15/2025)

Regulatory assets under management

Total Number of Accounts9,786
AUM (Assets Under Management)$ 6,335,261,507

Accountant surprise examination report

Filing DateForm ADV-E CoverForm ADV-E Report
06/10/2025
Cover Page
Report
09/13/2024
Cover Page
Report
11/21/2023
Cover Page
Report
01/18/2023
Cover Page
Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

DAKOTA WEALTH, LLC

CRD#: 297987Portsmouth, NH 03801

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