John H. Swope

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CRD#: 441458

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

John Henry Swope IV was a registered financial professional .

John is a previously registered financial professional and started their career in finance in 1968. John had worked at 5 firms and has passed the Series 65, Series 63, PC and Series 1 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

June 12, 2009 - December 1, 2021

STILLWATER CAPITAL ADVISORS, LLC

RIA

CRD#: 149946

DEVON, PA

Past

June 1, 2009 - June 22, 2009

MORGAN STANLEY

RIA

CRD#: 149777

SANIBEL ISLAND, FL

Past

June 1, 2009 - June 22, 2009

MORGAN STANLEY

CRD#: 149777

SANIBEL ISLAND, FL

Past

May 24, 2002 - June 1, 2009

CITIGROUP GLOBAL MARKETS INC.

RIA

CRD#: 7059

SANIBEL ISLAND, FL

Past

February 15, 1985 - June 1, 2009

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

SANIBEL ISLAND, FL

Past

January 31, 1980 - March 11, 1985

UBS FINANCIAL SERVICES INC.

CRD#: 8174

Past

September 11, 1968 - January 31, 1980

PAINE, WEBBER, JACKSON & CURTIS INCORPORATED

CRD#: 640

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

STILLWATER CAPITAL ADVISORS, LLC

CRD#: 149946 / SEC#: 801-70060

RIA

Registered Investment Advisory firm - (4/20/2009 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 1/22/1992

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 1/14/1983

Uniform Securities Agent State Law Examination

General Industry/Product Exam

PC

Date: 9/2/1977

AMEX Put and Call Exam

General Industry/Product Exam

Series 1

Date: 9/9/1968

Registered Representative Examination

Current Firm

STILLWATER CAPITAL ADVISORS, LLC

CRD#: 149946 / SEC#: 801-70060

RIA

Registered Investment Advisory firm - (4/20/2009 Approved)

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Contact information

Main Address

80 W. Lancaster Ave. Suite 230, Devon, PA 19333

Mailing Address

Phone number

(610) 848-6760

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (20 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

2025 ADV (3/16/2025)

Regulatory assets under management

Total Number of Accounts	2,085
AUM (Assets Under Management)	$ 1,149,235,596

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
09/16/2025	Cover Page	Report
03/11/2025	Cover Page	Report
02/11/2025	Cover Page	Report
03/20/2024	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

John H. Swope

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

MORGAN STANLEY

MORGAN STANLEY

CITIGROUP GLOBAL MARKETS INC.

CITIGROUP GLOBAL MARKETS INC.

UBS FINANCIAL SERVICES INC.

PAINE, WEBBER, JACKSON & CURTIS INCORPORATED

Primary Firm SEC Registration

STILLWATER CAPITAL ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 1/22/1992

Series 63

Date: 1/14/1983

PC

Date: 9/2/1977

Series 1

Date: 9/9/1968

Current Firm

STILLWATER CAPITAL ADVISORS, LLC

Contact information

SEC notice filing (20 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

STILLWATER CAPITAL ADVISORS, LLC

TRUST BUT VERIFY

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