Giovanni Echezarreta
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Giovanni Echezarreta, who also goes by John Echezarreta, was a registered financial professional .
Giovanni is a previously registered financial professional and started their career in finance in 2001. Giovanni had worked at 12 firms and has passed the Series 63, Series 65, Series 7TO, Series 82TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 21, 2025 - June 11, 2026
PHX FINANCIAL, INC.
April 13, 2022 - September 19, 2022
MD GLOBAL PARTNERS, LLC
December 3, 2008 - July 27, 2009
BROOKSTONE SECURITIES, INC.
October 19, 2007 - January 2, 2008
J.P. TURNER & COMPANY, L.L.C.
October 19, 2005 - December 14, 2005
PRINCIPLED ADVISORS, INC.
March 2, 2005 - March 11, 2005
NEWBRIDGE SECURITIES CORPORATION
March 11, 2004 - November 5, 2004
ITRADEDIRECT.COM CORP
July 29, 2003 - May 10, 2004
SALOMON GREY FINANCIAL CORPORATION
February 28, 2003 - April 29, 2003
AURA FINANCIAL SERVICES, INC.
December 16, 2002 - December 20, 2002
CONTINENTAL BROKER-DEALER CORP.
July 9, 2002 - December 3, 2002
LH ROSS & COMPANY, INC.
May 28, 2002 - June 25, 2002
ITRADEDIRECT.COM CORP
April 12, 2002 - June 19, 2002
SALOMON GREY FINANCIAL CORPORATION
December 3, 2001 - April 23, 2002
WINDSOR STREET CAPITAL, LP
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 11/21/2025
General Securities Representative ExaminationSeries 82TO
Date: 3/19/2022
Limited Representative-Private Securities OfferingsCurrent Firm
PHX FINANCIAL, INC.
CRD#: 144403 / SEC#: , 8-67653
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 4 |
| Arbitration | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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