John A. Kania
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Arthur Kania was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 2001. John had worked at 8 firms and has passed the Series 63, Series 7, Series 4, Series 53 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 23, 2011 - May 22, 2014
BMO CAPITAL MARKETS GKST INC.
November 18, 2011 - May 22, 2014
BMO CAPITAL MARKETS CORP.
December 17, 2010 - November 16, 2011
J.P. MORGAN SECURITIES LLC
August 25, 2009 - December 14, 2010
BROKERSXPRESS LLC
August 17, 2009 - December 22, 2010
OPTIONSXPRESS, INC.
January 30, 2007 - August 18, 2009
NORTHERN TRUST SECURITIES, INC.
March 28, 2006 - January 29, 2007
GEORGESON SECURITIES CORPORATION
August 1, 2001 - January 29, 2007
COMPUTERSHARE SECURITIES CORPORATION
State Registrations and Notice Filings
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Exams
Current Firm
BMO CAPITAL MARKETS GKST INC.
CRD#: 8352 / SEC#: , 8-25091
Contact information
Documents
Disclosures
| Regulatory Event | 5 |
Red Flags
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