Jason Lampa
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jason Lampa, who also goes by Jason Glen Lampa, was a registered financial professional .
Jason is a previously registered financial professional and started their career in finance in 2001. Jason had worked at 9 firms and has passed the Series 63, Series 65, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 17, 2013 - March 22, 2016
BENJAMIN & JEROLD BROKERAGE I, LLC
June 9, 2010 - June 15, 2010
MSC - BD, LLC
July 9, 2008 - March 17, 2010
W. H. REAVES & CO., INC.
July 9, 2008 - March 17, 2010
W. H. REAVES & CO., INC.
June 14, 2007 - July 8, 2008
NYLIFE DISTRIBUTORS LLC
June 11, 2007 - July 8, 2008
NEW YORK LIFE INVESTMENT MANAGEMENT LLC
September 22, 2006 - May 11, 2007
DFW & ASSOCIATES
September 12, 2003 - September 12, 2006
OPPENHEIMERFUNDS DISTRIBUTOR, INC.
March 29, 2002 - August 29, 2003
TOWER SQUARE SECURITIES, INC.
August 8, 2001 - October 3, 2001
EQUITABLE ADVISORS, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
BENJAMIN & JEROLD BROKERAGE I, LLC
CRD#: 29110 / SEC#: , 8-44133
Contact information
Documents
Disclosures
| Regulatory Event | 6 |
| Arbitration | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
