Frank F. Galer
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Frank Fulton Galer, who also goes by Fulton Galer, was a registered financial professional .
Frank is a previously registered financial professional and started their career in finance in 1999. Frank had worked at 4 firms and has passed the Series 63, Series 65 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 17, 2011 - December 31, 2015
CHERRY BEKAERT WEALTH MANAGEMENT LLC
October 14, 2011 - October 17, 2012
CAMBRIDGE INVESTMENT RESEARCH, INC.
July 17, 2001 - October 24, 2011
TRIAD ADVISORS LLC
October 14, 1999 - May 1, 2012
M&C FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CHERRY BEKAERT WEALTH MANAGEMENT LLC
CRD#: 108504 / SEC#: 801-64395
Contact information
Documents
Regulatory assets under management
| Total Number of Accounts | 1,422 |
| AUM (Assets Under Management) | $ 568,564,744 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
