Michael C. Stewart

LK&A INVESTMENT COUNSEL

Pasadena, CA 91101-2461

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CRD#: 4413814

Professional summary

Michael Clay Stewart is a registered financial advisor currently at LK&A INVESTMENT COUNSEL located in Pasadena, California.

Michael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2002. Michael has worked at 5 firms and has passed the Series 66, Series 31 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Clay Stewart's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

December 1, 2010 - Present

LK&A INVESTMENT COUNSEL

Office #1: 199 South Los Robles Avenue Suite 850, Pasadena, CA 91101-2461

RIA

CRD#: 106635

Pasadena, CA

Past

August 5, 2009 - April 28, 2010

GLOBAL HUNTER SECURITIES, LLC

CRD#: 123003

NEWPORT BEACH, CA

Past

June 1, 2009 - August 5, 2009

MORGAN STANLEY

RIA

CRD#: 149777

WOODLAND HILLS, CA

Past

June 1, 2009 - August 5, 2009

MORGAN STANLEY

CRD#: 149777

WOODLAND HILLS, CA

Past

April 2, 2007 - June 1, 2009

MORGAN STANLEY & CO. LLC

RIA

CRD#: 8209

WOODLAND HILLS, CA

Past

April 2, 2007 - June 1, 2009

MORGAN STANLEY & CO. LLC

CRD#: 8209

WOODLAND HILLS, CA

Past

September 16, 2003 - April 2, 2007

MORGAN STANLEY DW INC.

RIA

CRD#: 7556

WOODLAND HILLS, CA

Past

August 26, 2002 - April 2, 2007

MORGAN STANLEY DW INC.

CRD#: 7556

WOODLAND HILLS, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

LK&A INVESTMENT COUNSEL

LAWRENCE W. KELLY & ASSOCIATES, INC | LK&A INVESTMENT COUNSEL | LAWRENCE W. KELLY & ASSOCIATES, INC.

CRD#: 106635 / SEC#: 801-24322

RIA

Registered Investment Advisory firm - (8/16/1985 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(12/1/2010)

IAR

Texas
(1/4/2011)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 9/11/2002

Uniform Combined State Law Examination

General Industry/Product Exam

Series 31

Date: 12/13/2002

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 8/23/2002

General Securities Representative Examination

Current Firm

LK&A INVESTMENT COUNSEL

LAWRENCE W. KELLY & ASSOCIATES, INC | LK&A INVESTMENT COUNSEL | LAWRENCE W. KELLY & ASSOCIATES, INC.

CRD#: 106635 / SEC#: 801-24322

RIA

Registered Investment Advisory firm - (8/16/1985 Approved)

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Contact information

Main Address

199 South Los Robles Avenue Suite 850, Pasadena, CA 91101-2461

Mailing Address

Phone number

(626) 449-9500

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (3 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A (3/26/2025)

Regulatory assets under management

Total Number of Accounts	86
AUM (Assets Under Management)	$ 530,295,307

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Michael C. Stewart

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Clay Stewart's CRS (Customer Relationship Summary).

Certified licenses

Experience

GLOBAL HUNTER SECURITIES, LLC

MORGAN STANLEY

MORGAN STANLEY

MORGAN STANLEY & CO. LLC

MORGAN STANLEY & CO. LLC

MORGAN STANLEY DW INC.

MORGAN STANLEY DW INC.

Primary Firm SEC Registration

LK&A INVESTMENT COUNSEL

State Registrations and Notice Filings

Exams

Series 66

Date: 9/11/2002

Series 31

Date: 12/13/2002

Series 7

Date: 8/23/2002

Current Firm

LK&A INVESTMENT COUNSEL

Contact information

SEC notice filing (3 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

LK&A INVESTMENT COUNSEL

TRUST BUT VERIFY

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