David M. Somers
Professional summary
David Michael Somers II, who also goes by David M Somers II, David M. Somers Ii, David Michael Somers Ii, David Somers, is a registered financial professional currently at EASTERLY SECURITIES LLC located in Beverly, Massachusetts.
David is registered as a RR (Registered Representative) and started their career in finance in 2001. David has worked at 13 firms and has passed the Series 66, Series 7TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view David Michael Somers II's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 12, 2023 - Present
EASTERLY SECURITIES LLC
Office #1: 138 Conant Street Suite 100, Beverly, MA 01915August 31, 2023 - October 5, 2023
SKYVIEW INVESTMENT BANKING
July 27, 2023 - October 27, 2025
FDX CAPITAL LLC
May 23, 2023 - October 11, 2023
EDEN GLOBAL CAPITAL PARTNERS LLC
May 12, 2023 - October 31, 2023
CAPITAL DYNAMICS BROKER DEALER LLC
February 24, 2023 - May 8, 2023
SKYVIEW INVESTMENT BANKING
February 24, 2023 - May 8, 2023
8 RIVERS ADVISORS, LLC
February 9, 2023 - October 2, 2023
CACHE SECURITIES LLC
September 22, 2021 - October 5, 2023
MERCURY CAPITAL ADVISORS, LLC
January 31, 2020 - September 2, 2020
MML INVESTORS SERVICES, LLC
September 5, 2017 - June 11, 2018
CIGNA INVESTMENTS, INC.
May 3, 2007 - September 10, 2007
EQUITABLE ADVISORS, LLC
March 8, 2006 - June 6, 2006
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
March 8, 2006 - June 6, 2006
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
November 13, 2001 - March 8, 2006
ADVEST, INC.
September 10, 2001 - March 8, 2006
ADVEST, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 1/31/2020
General Securities Representative ExaminationFINRA
Current Firm
EASTERLY SECURITIES LLC
CRD#: 281103 / SEC#: , 8-69661
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| EASTERLY ASSET MANAGEMENT OPERATIONS LLC | SOLE AND MANAGING MEMBER | |
| JULIANO JR, PHILIP L | CHIEF EXECUTIVE OFFICER | 4781008 |
| JUSTER, KENNETH G | CHIEF LEGAL OFFICER | 4788250 |
| MONTAGUE, MICHAEL | CHIEF FINANCIAL OFFICER | 5121305 |
| SMITH, ELIZABETH ANNE | FINOP | 1960549 |
| SOMERS, DAVID MICHAEL II | CHIEF COMPLIANCE OFFICER | 4413478 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
EASTERLY SECURITIES LLC
CRD#: 281103Beverly, MA 01915TRUST BUT VERIFY
Monitor David Somers
Get automatic monthly alerts on:
