Nathaniel J. Harness

BENTOAK CAPITAL

KATY, TX 77494

Some features on this profile are disabled

CRD#: 4413280

Professional summary

Nathaniel Joseph Harness, who also goes by Nathan Joseph Harness, Nathan Harness, is a registered financial advisor currently at BENTOAK CAPITAL located in Katy, Texas.

Nathaniel is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2001. Nathaniel has worked at 4 firms and has passed the Series 66 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Nathan Joseph Harness | Nathan Harness

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Nathaniel Joseph Harness's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 3, 2025 - Present

BENTOAK CAPITAL

Office #1: 24650 Kingsland Blvd, Katy, TX 77494Office #2: 730 N Post Oak Rd Suite 120, Houston, TX 77024

RIA

CRD#: 173563

KATY, TX

Past

November 7, 2001 - October 10, 2002

MORGAN STANLEY DW INC.

RIA

CRD#: 7556

LITTLE ROCK, AR

Past

September 24, 2001 - October 10, 2002

MORGAN STANLEY DW INC.

CRD#: 7556

PURCHASE, NY

Past

July 18, 2001 - August 23, 2001

IDS LIFE INSURANCE COMPANY

CRD#: 6321

MINNEAPOLIS, MN

Past

July 18, 2001 - August 23, 2001

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

MINNEAPOLIS, MN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

BENTOAK CAPITAL

CRD#: 173563 / SEC#: 801-80598

RIA

Registered Investment Advisory firm - (11/25/2014 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(9/3/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 8/1/2001

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7

Date: 7/17/2001

General Securities Representative Examination

Current Firm

BENTOAK CAPITAL

CRD#: 173563 / SEC#: 801-80598

RIA

Registered Investment Advisory firm - (11/25/2014 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

201 Ft. Worth Hwy., Weatherford, TX 76086

Mailing Address

Phone number

(817) 550-6750

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (4 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

GARRETT WEALTH ADVISORY GROUP DISCLOSURE BROCHURE (2/10/2026)

GARRETT WEALTH ADVISORY GROUP - WRAP FEE BROCHURE (9/23/2025)

Regulatory assets under management

Total Number of Accounts	1,769
AUM (Assets Under Management)	$ 803,657,019

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Troy Wootton

OSAIC WEALTH, INC.

IAR

Sugar Land, TX

Li-e Wang

TRANSAMERICA FINANCIAL ADVISORS, LLC

Houston, TX

James Marshall

MARSHALL WEALTH MANAGEMENT, LLC

IAR

SUGAR LAND, TX

Why AdvisorCheck

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Nathaniel J. Harness

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Nathaniel Joseph Harness's CRS (Customer Relationship Summary).

Certified licenses

Experience

BENTOAK CAPITAL

MORGAN STANLEY DW INC.

MORGAN STANLEY DW INC.

IDS LIFE INSURANCE COMPANY

AMERIPRISE FINANCIAL SERVICES, LLC

Primary Firm SEC Registration

BENTOAK CAPITAL

State Registrations and Notice Filings

Exams

Series 66

Date: 8/1/2001

Series 7

Date: 7/17/2001

Current Firm

BENTOAK CAPITAL

Contact information

SEC notice filing (4 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

BENTOAK CAPITAL

TRUST BUT VERIFY

Similar Advisors