Scott W. Letson

LETSON INVESTMENT MANAGEMENT

Atlanta, GA

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CRD#: 4413228

Professional summary

Scott W Letson is a registered financial advisor currently at LETSON INVESTMENT MANAGEMENT, INC. located in Atlanta, Georgia.

Scott is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2001. Scott has worked at 2 firms and has passed the Series 66 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Scott W Letson's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 30, 2006 - Present

LETSON INVESTMENT MANAGEMENT, INC.

RIA

CRD#: 125830

Atlanta, GA

Past

July 20, 2001 - September 4, 2002

EQUITABLE ADVISORS, LLC

CRD#: 6627

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

LETSON INVESTMENT MANAGEMENT, INC.

LETSON INVESTMENT MANAGEMENT, INC. | SLOAN AND LETSON INVESTMENT ADVISORS,INC.

CRD#: 125830 / SEC#: 801-130106

RIA

Registered Investment Advisory firm - (4/25/2024 Approved)

Georgia

Registered Investment Advisory firm - (5/10/2024 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Georgia
(3/30/2006)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 7/30/2001

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7

Date: 7/19/2001

General Securities Representative Examination

Current Firm

LETSON INVESTMENT MANAGEMENT, INC.

LETSON INVESTMENT MANAGEMENT, INC. | SLOAN AND LETSON INVESTMENT ADVISORS,INC.

CRD#: 125830 / SEC#: 801-130106

RIA

Registered Investment Advisory firm - (4/25/2024 Approved)

Georgia

Registered Investment Advisory firm - (5/10/2024 Terminated)

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Contact information

Main Address

Atlanta, GA

Mailing Address

Phone number

(404) 237-7794

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (1 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

LIM ADV PART 2 BROCHURE (2/20/2025)

Regulatory assets under management

Total Number of Accounts	99
AUM (Assets Under Management)	$ 290,522,882

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Scott W. Letson

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Scott W Letson's CRS (Customer Relationship Summary).

Certified licenses

Experience

LETSON INVESTMENT MANAGEMENT, INC.

EQUITABLE ADVISORS, LLC

Primary Firm SEC Registration

LETSON INVESTMENT MANAGEMENT, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 7/30/2001

Series 7

Date: 7/19/2001

Current Firm

LETSON INVESTMENT MANAGEMENT, INC.

Contact information

SEC notice filing (1 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

LETSON INVESTMENT MANAGEMENT, INC.

TRUST BUT VERIFY

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