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Sandra Stevens

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CRD#: 4413213
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Professional summary


Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Sandra Stevens, who also goes by Sandra Gayle Anderson, Sandra Gayle Cockrell, Sandra Gayle Dougherty, Sandra Stevens-landheer, was a registered financial professional .

Sandra is a previously registered financial professional and started their career in finance in 2001. Sandra had worked at 5 firms and has passed the Series 65, Series 63 and Series 6 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Sandra Gayle Anderson | Sandra Gayle Cockrell | Sandra Gayle Dougherty | Sandra Stevens-Landheer

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Sandra is a sole proprietor insurance agent. Not investment related, Whitehouse, TX, medicare/annuity sales, agent, 12/2000. 95/mo of which 51 are during trading hours. Sandra is also a part time employee of DialogDirect. Not investment related, Whitehouse, TX, inbound medicare tele-sales, agent, 09/2020. 24/mo of which 24 are during trading hours.

Blog Corner


CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Past

April 7, 2020 - November 18, 2024

IFC

RIA
CRD#: 283976
Whitehouse, TX
Past

April 5, 2019 - November 18, 2019

IFC

RIA
CRD#: 283976
AUBURN, CA
Past

September 19, 2018 - April 1, 2019

PROSPERITY ECONOMICS PARTNERS, LLC

RIA
CRD#: 148122
Sacramento, CA
Past

March 22, 2018 - July 17, 2018

WEALTH WATCH ADVISORS, INC

RIA
CRD#: 172002
Rusic, TX
Past

March 16, 2006 - January 14, 2010

MACMAR INVESTMENT CORPORATION

BD
CRD#: 46367
AKRON, OH
Past

August 24, 2005 - December 19, 2005

PARK AVENUE SECURITIES LLC

BD
CRD#: 46173
NEW YORK, NY
Past

July 20, 2001 - August 15, 2005

MACMAR INVESTMENT CORPORATION

BD
CRD#: 46367
AKRON, OH

Primary Firm SEC Registration


This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
IF
IFC
BEKKI HARPER FINANCIAL | WISE MONEY INFO | TRUE WEALTH GROUP | THE RETIREMENT GUARDIAN | SPECTRUM RETIREMENT SOLUTIONS | ROCKY MOUNTAIN FINANCIAL | INTEGRATED FINANCIAL CONCEPTS, INC. | IFC AND INSURANCE MARKETING, INC. | IFC

CRD#: 283976 / SEC#: 801-133751

RIA
Registered Investment Advisory firm - (6/26/2025 Approved)
Arizona
Registered Investment Advisory firm - (7/2/2025 Terminated)
California
Registered Investment Advisory firm - (8/1/2025 Terminated)
Colorado
Registered Investment Advisory firm - (7/8/2025 Terminated)
Florida
Registered Investment Advisory firm - (7/2/2025 Terminated)
Illinois
Registered Investment Advisory firm - (7/2/2025 Terminated)
Missouri
Registered Investment Advisory firm - (7/2/2025 Terminated)
North Carolina
Registered Investment Advisory firm - (7/9/2025 Terminated)
Texas
Registered Investment Advisory firm - (7/2/2025 Terminated)

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
IAR
Series 65
Date: 3/9/2018
Uniform Investment Adviser Law Examination
State Security Law Exam
General Industry/Product Exam

Current Firm


IF
IFC
BEKKI HARPER FINANCIAL | WISE MONEY INFO | TRUE WEALTH GROUP | THE RETIREMENT GUARDIAN | SPECTRUM RETIREMENT SOLUTIONS | ROCKY MOUNTAIN FINANCIAL | INTEGRATED FINANCIAL CONCEPTS, INC. | IFC AND INSURANCE MARKETING, INC. | IFC

CRD#: 283976 / SEC#: 801-133751

RIA
Registered Investment Advisory firm - (6/26/2025 Approved)
Arizona
Registered Investment Advisory firm - (7/2/2025 Terminated)
California
Registered Investment Advisory firm - (8/1/2025 Terminated)
Colorado
Registered Investment Advisory firm - (7/8/2025 Terminated)
Florida
Registered Investment Advisory firm - (7/2/2025 Terminated)
Illinois
Registered Investment Advisory firm - (7/2/2025 Terminated)
Missouri
Registered Investment Advisory firm - (7/2/2025 Terminated)
North Carolina
Registered Investment Advisory firm - (7/9/2025 Terminated)
Texas
Registered Investment Advisory firm - (7/2/2025 Terminated)
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Contact information


Main Address
102 El Dorado St., Auburn, CA 95603
Mailing Address
Phone number
(530) 886-8550
Established
Firm type
Fiscal year end
# of Employees
7

SEC notice filing (8 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A FOR IFC (5/27/2025)

Regulatory assets under management


Total Number of Accounts1,255
AUM (Assets Under Management)$ 110,292,865

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


IFC

CRD#: 283976

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