Keith S. Mency
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Keith Scott Mency was a registered financial professional .
Keith is a previously registered financial professional and started their career in finance in 2007. Keith had worked at 12 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 30, 2015 - June 23, 2016
VIEWTRADE SECURITIES, INC.
February 23, 2015 - October 12, 2015
WOODSTOCK FINANCIAL GROUP, INC.
September 24, 2014 - February 6, 2015
BLACKBOOK CAPITAL, LLC
April 24, 2014 - September 26, 2014
REALTA EQUITIES, INC.
June 14, 2012 - May 23, 2014
JOHN CARRIS INVESTMENTS LLC
April 12, 2012 - April 23, 2012
INTERNATIONAL ASSETS ADVISORY, LLC
January 6, 2011 - May 11, 2012
LEGEND MERCHANT GROUP, INC.
May 10, 2010 - January 3, 2011
NATIONAL SECURITIES CORPORATION
December 23, 2008 - December 8, 2009
CHICAGO INVESTMENT GROUP, LLC
May 1, 2008 - December 18, 2008
NATIONAL SECURITIES CORPORATION
February 21, 2008 - May 2, 2008
JOSEPH STEVENS & CO., INC.
June 19, 2007 - September 10, 2007
GUNNALLEN FINANCIAL, INC
April 18, 2007 - May 24, 2007
VFINANCE INVESTMENTS, INC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
VIEWTRADE SECURITIES, INC.
CRD#: 46987 / SEC#: , 8-51605
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 18 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
