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Keith Scott Mency

CRD# 4413129·Registered 2007 - 2016
Previously Registered: Being a previously registered professional could mean that Keith is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Keith Scott Mency was a registered financial advisor. Keith was a previously registered financial professional and started their career in finance 2007 - 2016. Keith had worked at 12 firms and has passed the Series 63, SIE and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

19 years in the financial services industry

Current & Past Employments

VIEWTRADE SECURITIES, INC.·CRD# 46987
BD
Jersey City, NJ
September 30, 2015 - June 23, 2016
WOODSTOCK FINANCIAL GROUP, INC.·CRD# 38095
BD
New York, NY
February 23, 2015 - October 12, 2015
BLACKBOOK CAPITAL, LLC·CRD# 123234
BD
New York, NY
September 24, 2014 - February 6, 2015
REALTA EQUITIES, INC.·CRD# 23769
BD
New York, NY
April 24, 2014 - September 26, 2014
JOHN CARRIS INVESTMENTS LLC·CRD# 145767
BD
Hoboken, NJ
June 14, 2012 - May 23, 2014
INTERNATIONAL ASSETS ADVISORY, LLC·CRD# 10645
BD
Orlando, FL
April 12, 2012 - April 23, 2012
LEGEND MERCHANT GROUP, INC.·CRD# 5155
BD
New York, NY
January 6, 2011 - May 11, 2012
NATIONAL SECURITIES CORPORATION·CRD# 7569
BD
New York, NY
May 10, 2010 - January 3, 2011
CHICAGO INVESTMENT GROUP, LLC·CRD# 11853
BD
New York, NY
December 23, 2008 - December 8, 2009
NATIONAL SECURITIES CORPORATION·CRD# 7569
BD
New York, NY
May 1, 2008 - December 18, 2008
JOSEPH STEVENS & CO., INC.·CRD# 35459
BD
Brooklyn, NY
February 21, 2008 - May 2, 2008
GUNNALLEN FINANCIAL, INC·CRD# 17609
BD
New York, NY
June 19, 2007 - September 10, 2007
VFINANCE INVESTMENTS, INC·CRD# 44962
BD
New York, NY
April 18, 2007 - May 24, 2007

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Current Firm

VS
VIEWTRADE SECURITIES, INC.

VIEWTRADE SECURITIES LLC | VIEWTRADE SECURITIES, INC.

CRD#: 46987 / SEC#: 8-51605
BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)

Contact Information

Main Address

7280 W. Palmetto Park Rd. Suite 310, Boca Raton, FL 33433

Mailing Address

7280 W. Palmetto Park Rd. Suite 310, Boca Raton, FL 33433

Phone Number

(561) 620-0306

Established

Delaware since 03/17/2000

Firm Type

Corporation

Fiscal Year End

December

Firm Size

Small

FINRA licenses (52 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
VIEWTRADE HOLDING CORPORATIONSHAREHOLDER—
DEIHL, MEGAN KOCZAKCHIEF FINANCIAL OFFICER2895988
FORD, MARK ALANCHIEF COMPLIANCE OFFICER1913958
PINHEIRO, DESIREE LEECHIEF OPERATIONS OFFICER4444808
ROSEN, STEVEN ALLENSROP1428637
STCLAIR, JAMES JOSEPH JRPRESIDENT1550599

Disclosures

Regulatory Event

18

Arbitration

1

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Mar 2008About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Jun 2016About the SIE exam

Series 7 — General Securities Representative Examination

Passed Apr 2007About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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