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MM

Michael L. Mendes

INTEGRITY ALLIANCE, LLC.
Davie, FL 33325
Some features on this profile are disabled
CRD#: 4413087
MM

Professional summary

Michael Lionel Mendes is a registered financial advisor currently at INTEGRITY ALLIANCE, LLC. located in Davie, Florida.

Michael is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2001. Michael has worked at 10 firms and has passed the Series 66, Series 65, SIE, Series 7, Series 31 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Lionel Mendes's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

CRS (Client Relationship Summary) - BD

Click below to view Michael Lionel Mendes's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

September 9, 2025 - Present

INTEGRITY ALLIANCE, LLC.

Office #1: 351 Sw 136th Ave Ste 203, Davie, FL 33325
RIA
BD
CRD#: 139627
Davie, FL
Current

September 2, 2025 - Present

INTEGRITY ALLIANCE, LLC.

Office #1: 351 Sw 136th Ave Ste 203, Davie, FL 33325
RIA
BD
CRD#: 139627
Davie, FL
Past

July 5, 2017 - September 3, 2025

BANKERS LIFE ADVISORY SERVICES, INC.

RIA
CRD#: 281285
Sunrise, FL
Past

May 26, 2016 - September 3, 2025

BANKERS LIFE SECURITIES, INC.

BD
CRD#: 173962
Sunrise, FL
Past

October 30, 2014 - May 27, 2016

CONCOURSE FINANCIAL GROUP SECURITIES, INC.

RIA
CRD#: 15708
CORAL GABLES, FL
Past

October 10, 2014 - May 26, 2016

CONCOURSE FINANCIAL GROUP SECURITIES, INC.

BD
CRD#: 15708
CORAL GABLES, FL
Past

February 13, 2007 - August 31, 2009

UVEST FINANCIAL SERVICES GROUP, INC.

BD
CRD#: 13787
PLANTATION, FL
Past

February 9, 2007 - August 31, 2009

UVEST FINANCIAL SERVICES GROUP, INC.

RIA
CRD#: 13787
PLANTATION, FL
Past

March 15, 2005 - September 30, 2005

BARRY FINANCIAL GROUP INC

RIA
CRD#: 110786
BOCA RATON, FL
Past

November 21, 2003 - September 30, 2005

ASSET MANAGEMENT SECURITIES CORP.

BD
CRD#: 14433
BOCA RATON, FL
Past

October 24, 2003 - December 4, 2003

INVESTACORP, INC.

BD
CRD#: 7684
MIAMI, FL
Past

January 15, 2003 - October 24, 2003

WALLSTREET*E FINANCIAL SERVICES, INC.

BD
CRD#: 43896
CORAL GABLES, FL
Past

August 15, 2001 - January 8, 2003

MORGAN STANLEY DW INC.

RIA
CRD#: 7556
AVENTURA, FL
Past

August 13, 2001 - January 8, 2003

MORGAN STANLEY DW INC.

BD
CRD#: 7556
PURCHASE, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
IA
INTEGRITY ALLIANCE, LLC.
18TH STREET FINANCIAL | WMBURT ADVISORS | WEALTHADVISORS GROUP | WEALTH PLANNING CONSULTANTS | WEALTH FORMAT SYSTEM | WEALTH CENTERS OF AMERICA | WALLACH FINANCIAL | TRIO WEALTH ADVISORY | TRANDAI FINANCIAL SOLUTIONS | TR FINANCIAL GROUP | THE LIMPERT GROUP | THE FINANCIAL ARCHITECTS | SWANSON FINANCIAL | SUMNER FINANCIAL SOLUTIONS, LLC | STEWART WEALTH ADVISORS | SOLOMON WEALTH SOLUTIONS, LLC | SHONSEY WEALTH MANAGEMENT | SECURE RETIREMENT SOLUTIONS, LLC. | ROAD TO RETIREMENT, INC | RICHARD OLSON FINANCIAL GROUP | RETIREMENT SOLUTIONS OF IOWA LLC | RETIREMENT RESOURCES USA, INC | RETIREMENT PLANNING ADVISORS | RETIREMENT DESIGNERS FINANCIAL GROUP, LLC | RETIREBYDESIGN | REIDY FINANCIAL | PREMIER INVESTMENT ADVISORS GROUP | PMN FINANCIAL ASSOCIATES | PLANNINGKAMP | PERSPECTIVE WEALTH PLANNING | PEARCE FINANCIAL SERVICES | PALOMA FINANCIAL SERVICES | OZARK FINANCIAL SERVICES OF NWA, INC. | OLIVE TREE WEALTH MANAGEMENT | NATIONAL INVESTORS INC. | MONEY ADVISORS GROUP, INC. | MJ FINANCIAL SERVICES | MICHAEL J LUCIA & ASSOCIATES | MEDLOCK WEALTH MANAGEMENT | MCCANN ASSET MANAGEMENT | MARTINI FINANCIAL SERVICES | M2 (SQUARED) WEALTH MANAGEMENT | LONE WOLF FINANCIAL | LISLE FINANCIAL GROUP | LIGHTHOUSE AGENCY INC | LIFE INCOME MANAGEMENT | LEGEND WEALTH MANAGEMENT | LAMB FINANCIAL SERVICES | L LOVIE WEALTH MANAGEMENT | KRATZER ADVISORY GROUP LLC | KLYN FINANCIAL | KANAVY FINANCIAL GROUP, LLC | JONES FINANCIAL SOLUTIONS | JML FINANCIAL GROUP | JETT WEALTH MANAGEMENT | JDJ FINANCIAL GROUP | J.C. WARRICK & COMPANY | ISLAND WEALTH ADVISORS, LLC | INVESTMENT RESOURCES OF AMERICA | INTELLECTUAL BUSINESS SOLUTIONS, LLC | INTEGRITY WEALTH | INTEGRITY ALLIANCE, LLC. | INTEGRITY ALLIANCE, LLC | HR WEALTH MANAGEMENT | HOWARD AND HOWARD, LLC. | HOOSIER ADVISOR AND ASSOCIATES | HEARTLAND RETIREMENT GROUP WEALTH MANAGEMENT | GREMLER WEALTH MANAGEMENT | GREAT RIVER INVESTMENT SERVICES, LLC. | GARDNER BROWN ASSOCIATES, INC | FUNDAMENTAL VALUE ANALYTICS | FREEDOM WEALTH GROUP | FREDERICKS WEALTH MANAGEMENT | FREDERICK W. STANSBERRY SOLUTIONS | FORESIGHT FINANCIAL GROUP | FIORE TAX AND WEALTH MANAGEMENT | FINANCIAL INTEGRITY GROUP | FINANCIAL & ESTATE PLANNING SERVICES | ESCOBAR FINANCIAL SERVICES | EGHRARI WEALTH | E.R. INIGUEZ FINANCIAL GROUP | DANNY HORN FINANCIAL | CREUTZER FINANCIAL GROUP | COVERAGE SOLUTIONS | CONSOLIDATED FINANCIAL MANAGEMENT & TAX SERVICE | CG FINANCIAL GROUP | CARRICK FINANCIAL GROUP | CAPITAL PROTECT GROUP | CAPITAL GROUP, INC | BRYTON FINANCIAL | BRUNO FINANCIAL SERVICES | BROWN FINANCIAL SERVICES | BROKERS INTERNATIONAL MOUNTAIN STATES | BROKERS INTERNATIONAL FINANCIAL SERVICES, LLC. | BROKERS INTERNATIONAL FINANCIAL SERVICES, LLC | BROKERS FINANCIAL | BROCK FINANCIAL SERVICES | BRANDT FINANCIAL SERVICES, INC. | BI FINANCIAL SERVICES | BELL FINANCIAL | B.I. FINANCIAL AND INSURANCE SERVICES, LLC | ARREOLA FINANCIAL | AMERICAN ACADEMY WEALTH | AFFLUENT WEALTH MANAGEMENT | AARON M SMITH FINANCIAL GROUP | 22ND STATE WEALTH MANAGEMENT

CRD#: 139627 / SEC#: 801-69742, 8-67239

RIA
Registered Investment Advisory firm - SEC (11/14/2008 Approved)
Arizona
Registered Investment Advisory firm - SEC (11/17/2008 Terminated)
Arkansas
Registered Investment Advisory firm - SEC (11/17/2008 Terminated)
California
Registered Investment Advisory firm - SEC (11/21/2008 Terminated)
Colorado
Registered Investment Advisory firm - SEC (12/17/2008 Terminated)
Delaware
Registered Investment Advisory firm - SEC (11/17/2008 Terminated)
District of Columbia
Registered Investment Advisory firm - SEC (11/17/2008 Terminated)
Florida
Registered Investment Advisory firm - SEC (11/17/2008 Terminated)
Georgia
Registered Investment Advisory firm - SEC (11/17/2008 Terminated)
Idaho
Registered Investment Advisory firm - SEC (11/19/2008 Terminated)
Illinois
Registered Investment Advisory firm - SEC (11/14/2008 Terminated)
Indiana
Registered Investment Advisory firm - SEC (11/17/2008 Terminated)
Iowa
Registered Investment Advisory firm - SEC (11/19/2008 Terminated)
Kansas
Registered Investment Advisory firm - SEC (11/17/2008 Terminated)
Kentucky
Registered Investment Advisory firm - SEC (11/18/2008 Terminated)
Louisiana
Registered Investment Advisory firm - SEC (11/17/2008 Terminated)
Maine
Registered Investment Advisory firm - SEC (4/15/2008 Terminated)
Massachusetts
Registered Investment Advisory firm - SEC (11/24/2008 Terminated)
Mississippi
Registered Investment Advisory firm - SEC (11/17/2008 Terminated)
Missouri
Registered Investment Advisory firm - SEC (11/17/2008 Terminated)
Montana
Registered Investment Advisory firm - SEC (11/17/2008 Terminated)
Nebraska
Registered Investment Advisory firm - SEC (11/19/2008 Terminated)
Nevada
Registered Investment Advisory firm - SEC (11/25/2008 Terminated)
New Jersey
Registered Investment Advisory firm - SEC (11/17/2008 Terminated)
New Mexico
Registered Investment Advisory firm - SEC (11/17/2008 Terminated)
North Carolina
Registered Investment Advisory firm - SEC (11/17/2008 Terminated)
North Dakota
Registered Investment Advisory firm - SEC (11/17/2008 Terminated)
Ohio
Registered Investment Advisory firm - SEC (11/17/2008 Terminated)
Oklahoma
Registered Investment Advisory firm - SEC (12/23/2008 Terminated)
Oregon
Registered Investment Advisory firm - SEC (11/17/2008 Terminated)
Pennsylvania
Registered Investment Advisory firm - SEC (11/21/2008 Terminated)
Rhode Island
Registered Investment Advisory firm - SEC (11/19/2008 Terminated)
South Carolina
Registered Investment Advisory firm - SEC (11/17/2008 Terminated)
South Dakota
Registered Investment Advisory firm - SEC (11/17/2008 Terminated)
Texas
Registered Investment Advisory firm - SEC (11/17/2008 Terminated)
Virgin Islands
Registered Investment Advisory firm - SEC (7/17/2012 Terminated)
Virginia
Registered Investment Advisory firm - SEC (11/17/2008 Terminated)
Washington
Registered Investment Advisory firm - SEC (11/17/2008 Terminated)
West Virginia
Registered Investment Advisory firm - SEC (11/18/2008 Terminated)
Wisconsin
Registered Investment Advisory firm - SEC (11/17/2008 Terminated)
BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Florida
(9/2/2025)
IAR
Florida
(9/9/2025)
RR
Massachusetts
(11/28/2025)
RR
Mississippi
(9/2/2025)
RR
New York
(9/2/2025)
RR
North Carolina
(4/1/2026)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 10/23/2014
Uniform Combined State Law Examination
State Security Law Exam
IAR
Series 65
Date: 3/14/2005
Uniform Investment Adviser Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 10/10/2014
General Securities Representative Examination
General Industry/Product Exam
RR
Series 31
Date: 8/30/2001
Futures Managed Funds Examination
Principal/Supervisory Exam
RR
Series 24
Date: 6/26/2017
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

IA
INTEGRITY ALLIANCE, LLC.
18TH STREET FINANCIAL | WMBURT ADVISORS | WEALTHADVISORS GROUP | WEALTH PLANNING CONSULTANTS | WEALTH FORMAT SYSTEM | WEALTH CENTERS OF AMERICA | WALLACH FINANCIAL | TRIO WEALTH ADVISORY | TRANDAI FINANCIAL SOLUTIONS | TR FINANCIAL GROUP | THE LIMPERT GROUP | THE FINANCIAL ARCHITECTS | SWANSON FINANCIAL | SUMNER FINANCIAL SOLUTIONS, LLC | STEWART WEALTH ADVISORS | SOLOMON WEALTH SOLUTIONS, LLC | SHONSEY WEALTH MANAGEMENT | SECURE RETIREMENT SOLUTIONS, LLC. | ROAD TO RETIREMENT, INC | RICHARD OLSON FINANCIAL GROUP | RETIREMENT SOLUTIONS OF IOWA LLC | RETIREMENT RESOURCES USA, INC | RETIREMENT PLANNING ADVISORS | RETIREMENT DESIGNERS FINANCIAL GROUP, LLC | RETIREBYDESIGN | REIDY FINANCIAL | PREMIER INVESTMENT ADVISORS GROUP | PMN FINANCIAL ASSOCIATES | PLANNINGKAMP | PERSPECTIVE WEALTH PLANNING | PEARCE FINANCIAL SERVICES | PALOMA FINANCIAL SERVICES | OZARK FINANCIAL SERVICES OF NWA, INC. | OLIVE TREE WEALTH MANAGEMENT | NATIONAL INVESTORS INC. | MONEY ADVISORS GROUP, INC. | MJ FINANCIAL SERVICES | MICHAEL J LUCIA & ASSOCIATES | MEDLOCK WEALTH MANAGEMENT | MCCANN ASSET MANAGEMENT | MARTINI FINANCIAL SERVICES | M2 (SQUARED) WEALTH MANAGEMENT | LONE WOLF FINANCIAL | LISLE FINANCIAL GROUP | LIGHTHOUSE AGENCY INC | LIFE INCOME MANAGEMENT | LEGEND WEALTH MANAGEMENT | LAMB FINANCIAL SERVICES | L LOVIE WEALTH MANAGEMENT | KRATZER ADVISORY GROUP LLC | KLYN FINANCIAL | KANAVY FINANCIAL GROUP, LLC | JONES FINANCIAL SOLUTIONS | JML FINANCIAL GROUP | JETT WEALTH MANAGEMENT | JDJ FINANCIAL GROUP | J.C. WARRICK & COMPANY | ISLAND WEALTH ADVISORS, LLC | INVESTMENT RESOURCES OF AMERICA | INTELLECTUAL BUSINESS SOLUTIONS, LLC | INTEGRITY WEALTH | INTEGRITY ALLIANCE, LLC. | INTEGRITY ALLIANCE, LLC | HR WEALTH MANAGEMENT | HOWARD AND HOWARD, LLC. | HOOSIER ADVISOR AND ASSOCIATES | HEARTLAND RETIREMENT GROUP WEALTH MANAGEMENT | GREMLER WEALTH MANAGEMENT | GREAT RIVER INVESTMENT SERVICES, LLC. | GARDNER BROWN ASSOCIATES, INC | FUNDAMENTAL VALUE ANALYTICS | FREEDOM WEALTH GROUP | FREDERICKS WEALTH MANAGEMENT | FREDERICK W. STANSBERRY SOLUTIONS | FORESIGHT FINANCIAL GROUP | FIORE TAX AND WEALTH MANAGEMENT | FINANCIAL INTEGRITY GROUP | FINANCIAL & ESTATE PLANNING SERVICES | ESCOBAR FINANCIAL SERVICES | EGHRARI WEALTH | E.R. INIGUEZ FINANCIAL GROUP | DANNY HORN FINANCIAL | CREUTZER FINANCIAL GROUP | COVERAGE SOLUTIONS | CONSOLIDATED FINANCIAL MANAGEMENT & TAX SERVICE | CG FINANCIAL GROUP | CARRICK FINANCIAL GROUP | CAPITAL PROTECT GROUP | CAPITAL GROUP, INC | BRYTON FINANCIAL | BRUNO FINANCIAL SERVICES | BROWN FINANCIAL SERVICES | BROKERS INTERNATIONAL MOUNTAIN STATES | BROKERS INTERNATIONAL FINANCIAL SERVICES, LLC. | BROKERS INTERNATIONAL FINANCIAL SERVICES, LLC | BROKERS FINANCIAL | BROCK FINANCIAL SERVICES | BRANDT FINANCIAL SERVICES, INC. | BI FINANCIAL SERVICES | BELL FINANCIAL | B.I. FINANCIAL AND INSURANCE SERVICES, LLC | ARREOLA FINANCIAL | AMERICAN ACADEMY WEALTH | AFFLUENT WEALTH MANAGEMENT | AARON M SMITH FINANCIAL GROUP | 22ND STATE WEALTH MANAGEMENT

CRD#: 139627 / SEC#: 801-69742, 8-67239

RIA
Registered Investment Advisory firm - SEC (11/14/2008 Approved)
Arizona
Registered Investment Advisory firm - SEC (11/17/2008 Terminated)
Arkansas
Registered Investment Advisory firm - SEC (11/17/2008 Terminated)
California
Registered Investment Advisory firm - SEC (11/21/2008 Terminated)
Colorado
Registered Investment Advisory firm - SEC (12/17/2008 Terminated)
Delaware
Registered Investment Advisory firm - SEC (11/17/2008 Terminated)
District of Columbia
Registered Investment Advisory firm - SEC (11/17/2008 Terminated)
Florida
Registered Investment Advisory firm - SEC (11/17/2008 Terminated)
Georgia
Registered Investment Advisory firm - SEC (11/17/2008 Terminated)
Idaho
Registered Investment Advisory firm - SEC (11/19/2008 Terminated)
Illinois
Registered Investment Advisory firm - SEC (11/14/2008 Terminated)
Indiana
Registered Investment Advisory firm - SEC (11/17/2008 Terminated)
Iowa
Registered Investment Advisory firm - SEC (11/19/2008 Terminated)
Kansas
Registered Investment Advisory firm - SEC (11/17/2008 Terminated)
Kentucky
Registered Investment Advisory firm - SEC (11/18/2008 Terminated)
Louisiana
Registered Investment Advisory firm - SEC (11/17/2008 Terminated)
Maine
Registered Investment Advisory firm - SEC (4/15/2008 Terminated)
Massachusetts
Registered Investment Advisory firm - SEC (11/24/2008 Terminated)
Mississippi
Registered Investment Advisory firm - SEC (11/17/2008 Terminated)
Missouri
Registered Investment Advisory firm - SEC (11/17/2008 Terminated)
Montana
Registered Investment Advisory firm - SEC (11/17/2008 Terminated)
Nebraska
Registered Investment Advisory firm - SEC (11/19/2008 Terminated)
Nevada
Registered Investment Advisory firm - SEC (11/25/2008 Terminated)
New Jersey
Registered Investment Advisory firm - SEC (11/17/2008 Terminated)
New Mexico
Registered Investment Advisory firm - SEC (11/17/2008 Terminated)
North Carolina
Registered Investment Advisory firm - SEC (11/17/2008 Terminated)
North Dakota
Registered Investment Advisory firm - SEC (11/17/2008 Terminated)
Ohio
Registered Investment Advisory firm - SEC (11/17/2008 Terminated)
Oklahoma
Registered Investment Advisory firm - SEC (12/23/2008 Terminated)
Oregon
Registered Investment Advisory firm - SEC (11/17/2008 Terminated)
Pennsylvania
Registered Investment Advisory firm - SEC (11/21/2008 Terminated)
Rhode Island
Registered Investment Advisory firm - SEC (11/19/2008 Terminated)
South Carolina
Registered Investment Advisory firm - SEC (11/17/2008 Terminated)
South Dakota
Registered Investment Advisory firm - SEC (11/17/2008 Terminated)
Texas
Registered Investment Advisory firm - SEC (11/17/2008 Terminated)
Virgin Islands
Registered Investment Advisory firm - SEC (7/17/2012 Terminated)
Virginia
Registered Investment Advisory firm - SEC (11/17/2008 Terminated)
Washington
Registered Investment Advisory firm - SEC (11/17/2008 Terminated)
West Virginia
Registered Investment Advisory firm - SEC (11/18/2008 Terminated)
Wisconsin
Registered Investment Advisory firm - SEC (11/17/2008 Terminated)
BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
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Contact information

Main Address
4135 Nw Urbandale Dr, Urbandale, IA 50322
Mailing Address
4135 Nw Urbandale Dr, Urbandale, IA 50322
Phone number
(877) 886-1939
Established
Delaware since 06/03/2021
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees
265

SEC notice filing (51 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

FINRA licenses (51 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Customer Relationship Summary (CRS / FINRA)Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A APPENDIX 1 INTEGRITY ALLIANCE WRAP PROGRAM (12/12/2025)
ADV PART 2 FIRM BROCHURE (12/12/2025)

Direct owners and executive officers

NamePositionCRD#
AMERICAN INDEPENDENT MARKETING, LLCDIRECT OWNER
AUKES, BRIAN EDWARDPRESIDENT2712193
BAKER, ANDREA KCHIEF FINANCIAL OFFICER/FINOP5533991
HECKLER, CARIE MARIECHIEF COMPLIANCE OFFICER4557559
MERLA, CHRISTOPHER AARONHEAD OF OPERATIONS4790661
MUJDZIC, BELMAOPERATIONS DIRECTOR4629710
OSBY, ANDREW ALLENCHIEF INVESTMENT OFFICER4202621

Regulatory assets under management

Total Number of Accounts14,148
AUM (Assets Under Management)$ 2,409,759,253

Disclosures

Regulatory Event3
Arbitration1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

INTEGRITY ALLIANCE, LLC.

CRD#: 139627Davie, FL 33325

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