Joshua S. Hall

TRUE VINE INVESTMENTS

Williamsport, PA

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CRD#: 4413021

Professional summary

Joshua Steven Hall, ChFC® is a registered financial advisor currently at TRUE VINE INVESTMENTS located in Williamsport, Pennsylvania.

Joshua is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2001. Joshua has worked at 4 firms and has passed the Series 65, Series 63, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joshua Steven Hall's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

ChFC^®

Chartered Financial Consultant

Experience

Current

February 6, 2024 - Present

TRUE VINE INVESTMENTS

RIA

CRD#: 154334

Williamsport, PA

Past

March 18, 2016 - November 29, 2016

TRUE VINE INVESTMENTS

RIA

CRD#: 154334

WILLIAMSPORT, PA

Past

August 28, 2008 - November 10, 2009

J.P. MORGAN INVESTMENT MANAGEMENT INC.

RIA

CRD#: 107038

NEW YORK, NY

Past

January 1, 2005 - June 3, 2010

JPMORGAN DISTRIBUTION SERVICES, INC.

CRD#: 104234

NEWARK, DE

Past

August 17, 2001 - January 1, 2005

J.P. MORGAN INSTITUTIONAL INVESTMENTS INC.

CRD#: 102920

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Pennsylvania
(2/6/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 10/24/2008

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 8/31/2001

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 8/14/2008

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 8/16/2001

Investment Company Products/Variable Contracts Representative Examination

Current Firm

TRUE VINE INVESTMENTS

HALL, JOSHUA STEVEN | TRUE VINE INVETMENTS | TRUE VINE INVESTMENTS

CRD#: 154334 / SEC#:

Pennsylvania

Registered Investment Advisory firm - (7/26/2010 Approved)

Texas

Registered Investment Advisory firm - (11/29/2016 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

Williamsport, PA

Mailing Address

Phone number

(570) 435-5029

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	40
AUM (Assets Under Management)	$ 2,000,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Joshua S. Hall

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joshua Steven Hall's CRS (Customer Relationship Summary).

Certified licenses

Experience

TRUE VINE INVESTMENTS

TRUE VINE INVESTMENTS

J.P. MORGAN INVESTMENT MANAGEMENT INC.

JPMORGAN DISTRIBUTION SERVICES, INC.

J.P. MORGAN INSTITUTIONAL INVESTMENTS INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 10/24/2008

Series 63

Date: 8/31/2001

Series 7

Date: 8/14/2008

Series 6

Date: 8/16/2001

Current Firm

TRUE VINE INVESTMENTS

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

TRUE VINE INVESTMENTS

TRUST BUT VERIFY

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