Richard G. Jones
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Richard Glenn Jones was a registered financial professional .
Richard is a previously registered financial professional and started their career in finance in 2001. Richard had worked at 6 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 9, 2006 - June 4, 2014
MENTOR CAPITAL MANAGEMENT
March 2, 2004 - March 7, 2006
COOPER MCMANUS
December 13, 2003 - July 1, 2019
SECURITIES AMERICA, INC.
July 28, 2003 - December 10, 2003
MSI FINANCIAL SERVICES, INC.
May 28, 2003 - December 10, 2003
METROPOLITAN LIFE INSURANCE COMPANY
May 28, 2003 - December 10, 2003
MSI FINANCIAL SERVICES, INC.
November 6, 2001 - June 3, 2003
UBS FINANCIAL SERVICES INC.
August 7, 2001 - June 3, 2003
UBS FINANCIAL SERVICES INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
MENTOR CAPITAL MANAGEMENT
CRD#: 112966 / SEC#:
Contact information
Red Flags
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