Clint M. Haynes

NEXTGEN WEALTH

Lee's Summit, MO

Some features on this profile are disabled

CRD#: 4412753

Professional summary

Clint Matthew Haynes, CFP® is a registered financial advisor currently at NEXTGEN WEALTH located in Lee's Summit, Missouri.

Clint is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2001. Clint has worked at 7 firms and has passed the Series 66, Series 7 and Series 31 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Lee's Summit Educational Foundation not investment-related 301 NE Tudor Rd, Lee's Summit, MO 64086 non-profit Board Member, Treasurer June 2023 5 hours per month 4 hours during trading Oversee financial reports, fundraising, and strategic planning Clint Haynes investment-related 405 SW Waterfall Ct., Lees Summit, MO 64081 insurance Licensed Insurance Agent 1/1/2015 0 hours per month 0 hours during trading Although I am a licensed insurance agent, I do not actively sell insurance.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Clint Matthew Haynes's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2016

Experience

Current

September 5, 2014 - Present

NEXTGEN WEALTH

RIA

CRD#: 172128

Lee's Summit, MO

Past

April 1, 2013 - August 14, 2014

CAMBRIDGE INVESTMENT RESEARCH, INC.

CRD#: 39543

LEE'S SUMMIT, MO

Past

February 25, 2013 - August 14, 2014

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

RIA

CRD#: 134139

KANSAS CITY, MO

Past

December 3, 2007 - December 31, 2009

THE MUTUAL FUND STORE

RIA

CRD#: 144493

OVERLAND PARK, KS

Past

January 3, 2007 - December 31, 2012

FINANCIAL ENGINES ADVISOR CENTER, LLC

RIA

CRD#: 109238

OVERLAND PARK, KS

Past

February 25, 2003 - January 3, 2007

MISSIONSQUARE INVESTMENT SERVICES

CRD#: 23189

LIBERTYVILLE, IL

Past

November 8, 2001 - December 5, 2002

MORGAN STANLEY DW INC.

RIA

CRD#: 7556

OVERLAND PARK, KS

Past

July 27, 2001 - December 5, 2002

MORGAN STANLEY DW INC.

CRD#: 7556

PURCHASE, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Kansas
(9/22/2014)

IAR

Missouri
(9/5/2014)

IAR

Texas
(7/19/2017)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 8/9/2001

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7

Date: 3/29/2013

General Securities Representative Examination

General Industry/Product Exam

Series 31

Date: 8/16/2001

Futures Managed Funds Examination

Current Firm

NEXTGEN WEALTH

HAYNES, CLINT M | NEXTGEN WEALTH, LLC | NEXTGEN WEALTH

CRD#: 172128 / SEC#:

Kansas

Registered Investment Advisory firm - (9/22/2014 Approved)

Missouri

Registered Investment Advisory firm - (9/5/2014 Approved)

Texas

Registered Investment Advisory firm - (7/11/2017 Conditional Restricted)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

Lee's Summit, MO

Mailing Address

Phone number

(816) 287-4780

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	161
AUM (Assets Under Management)	$ 54,000,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Stephen Zahka

EDWARD JONES

IAR

Marlborough, MA

Frank Moore

UBS FINANCIAL SERVICES INC.

IAR

Greenwich, CT

Marshall Rosen

OSAIC WEALTH, INC.

IAR

Fort Lauderdale, FL

Why Advisor Check

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Clint M. Haynes

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Clint Matthew Haynes's CRS (Customer Relationship Summary).

Certified licenses

Experience

NEXTGEN WEALTH

CAMBRIDGE INVESTMENT RESEARCH, INC.

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

THE MUTUAL FUND STORE

FINANCIAL ENGINES ADVISOR CENTER, LLC

MISSIONSQUARE INVESTMENT SERVICES

MORGAN STANLEY DW INC.

MORGAN STANLEY DW INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 8/9/2001

Series 7

Date: 3/29/2013

Series 31

Date: 8/16/2001

Current Firm

NEXTGEN WEALTH

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

NEXTGEN WEALTH

TRUST BUT VERIFY

Similar Advisors