Marcus R. Franklin
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Marcus Robert Franklin was a registered financial professional .
Marcus is a previously registered financial professional and started their career in finance in 2001. Marcus had worked at 5 firms and has passed the Series 65, Series 66 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 25, 2015 - August 3, 2016
CEDAR CAPITAL, LLC
June 6, 2013 - January 2, 2015
GOOD HARBOR FINANCIAL
May 8, 2009 - December 22, 2011
GOOD HARBOR FINANCIAL
June 13, 2003 - November 2, 2007
DWS INVESTMENT MANAGEMENT AMERICAS, INC.
June 13, 2003 - November 2, 2007
DWS DISTRIBUTORS, INC.
October 5, 2001 - June 3, 2003
UBS FINANCIAL SERVICES INC.
August 3, 2001 - June 3, 2003
UBS FINANCIAL SERVICES INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CEDAR CAPITAL, LLC
CRD#: 174020 / SEC#: 801-80836
Contact information
Regulatory assets under management
| Total Number of Accounts | 206 |
| AUM (Assets Under Management) | $ 76,318,536 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
