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DZ

Dmitri Zolotovitski

CRD# 4412608·Registered 2001 - 2012
Previously Registered: Being a previously registered professional could mean that Dmitri is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Dmitri Zolotovitski, who also goes by Dimitri Zolotov, Dmitri Zolotovitski, was a registered financial advisor. Dmitri was a previously registered financial professional and started their career in finance 2001 - 2012. Dmitri had worked at 4 firms and has passed the Series 63, Series 7 and Series 55 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Dimitri Zolotov, Dmitri Zolotovitski

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

25 years in the financial services industry

Current & Past Employments

DU PASQUIER & CO., INC.·CRD# 24750
BD
New York, NY
February 16, 2012 - August 6, 2012
SCARSDALE EQUITIES LLC·CRD# 134602
BD
New York, NY
September 9, 2011 - March 9, 2012
ICAP/INVESTMENT SERVICES AND TRADING, LLC·CRD# 31271
BD
Haverstraw, NY
October 18, 2001 - November 16, 2001
RUMSON CAPITAL, LLC·CRD# 33848
BD
Montebello, NY
June 26, 2001 - October 11, 2001

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Current Firm

DP
DU PASQUIER & CO., INC.

DU PASQUIER & CO. INC. | HANSON & HANSON INCORPORATED | DUPASQUIER ASSET MANAGEMENT | DUPASQUIER & CO., INC. | DU PASQUIER ASSET MANAGEMENT | DU PASQUIER & CO., INC.

CRD#: 24750 / SEC#: 801-61795, 8-41367
BD
Terminated by SEC on 09/29/2014

Contact Information

Established

Delaware since 04/23/1980

Firm Type

Corporation

Fiscal Year End

December

Documents

Latest Form ADV

Part 2 Brochures

PART 2A APPENDIX 1 - DPAM WRAP FEE PROGRAM BROCHURE (3/31/2014)

Direct owners and executive officers

NamePositionCRD#
MORAN, CHRISTOPHER JOHNVP AND FINOP1095395
MORAN, DOROTHY MARIEPRESIDENT & CHIEF COMPLIANCE OFFICER339511

Disclosures

Regulatory Event

3

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Oct 2011About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Sep 2011About the Series 7 exam

Series 55 — Limited Representative-Equity Trader Exam

Passed Jul 2001

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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