Michael O. Adair
Professional summary
Michael Owen Adair, AIF®, CPWA® is a registered financial advisor currently at RBC ROCHDALE, LLC located in Sylacauga, Alabama and CNR SECURITIES, LLC located in Houston, Texas.
Michael is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2001. Michael has worked at 6 firms and has passed the Series 63, Series 66, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Michael Owen Adair's CRS (Customer Relationship Summary).
Certified licenses
Start date: 2020-08-31
Expire date: 2024-07-31
Experience
August 6, 2012 - Present
RBC ROCHDALE, LLC
October 3, 2012 - Present
CNR SECURITIES, LLC
Office #1: 1800 West Loop South Suite 1450, Houston, TX 77027July 12, 2012 - August 7, 2012
FOXHALL CAPITAL MANAGEMENT, INC.
July 27, 2011 - April 2, 2012
FOXHALL CAPITAL MANAGEMENT, INC.
April 7, 2005 - October 7, 2009
INTL ADVISORY CONSULTANTS INC.
November 11, 2003 - October 7, 2009
STONEX SECURITIES INC.
November 9, 2001 - November 26, 2003
UBS FINANCIAL SERVICES INC.
August 7, 2001 - November 26, 2003
UBS FINANCIAL SERVICES INC.
Primary Firm SEC Registration
RBC ROCHDALE, LLC
CRD#: 117198 / SEC#: 801-27265
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(8/6/2012)
(10/5/2012)
(11/7/2017)
(3/6/2015)
(3/23/2015)
(1/7/2014)
(1/7/2014)
(9/6/2016)
(1/16/2014)
(1/16/2014)
(10/4/2012)
(3/31/2014)
(11/5/2012)
(1/7/2014)
(1/22/2016)
(8/12/2022)
(1/10/2014)
(1/13/2014)
(10/8/2012)
(2/9/2024)
(9/26/2014)
(11/19/2012)
(2/2/2024)
(7/17/2015)
(1/6/2014)
(1/15/2014)
(8/6/2014)
(11/7/2017)
(9/6/2016)
(1/7/2014)
(1/7/2014)
(11/5/2012)
(8/18/2014)
(2/13/2025)
(1/7/2014)
(1/7/2014)
(4/13/2020)
(11/7/2017)
Exams
FINRA
Current Firm
RBC ROCHDALE, LLC
CRD#: 117198 / SEC#: 801-27265
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 42,671 |
| AUM (Assets Under Management) | $ 72,960,498,578 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 02/25/2026 | ||
| 01/28/2025 | ||
| 10/27/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
