Jackson M. Andrews
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jackson M Andrews V, who also goes by Jackson Montgomery Andrews II, Jackson Montgomery Andrews V, Jackson Montgomery Andrews, was a registered financial professional .
Jackson is a previously registered financial professional and started their career in finance in 2005. Jackson had worked at 6 firms and has passed the Series 66, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 23, 2014 - January 4, 2016
SPOUTING ROCK ASSET MANAGEMENT, LLC
November 12, 2013 - December 31, 2015
SPOUTING ROCK CAPITAL ADVISORS, LLC
January 20, 2011 - September 11, 2013
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
November 30, 2010 - September 11, 2013
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
October 13, 2009 - November 15, 2010
ATLAS BROWN
January 12, 2007 - August 22, 2008
NORTHEAST SECURITIES, LLC
May 9, 2005 - January 31, 2006
J.J.B. HILLIARD, W.L. LYONS, LLC
March 11, 2005 - January 31, 2006
J.J.B. HILLIARD, W.L. LYONS, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
SPOUTING ROCK ASSET MANAGEMENT, LLC
CRD#: 150516 / SEC#: 801-80642
Contact information
Regulatory assets under management
| Total Number of Accounts | 187 |
| AUM (Assets Under Management) | $ 454,972,819 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 03/25/2023 | ||
| 06/22/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
