Josh R. Laychock

HERBEIN FINANCIAL GROUP

Allentown, PA 18104

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CRD#: 4412241

Professional summary

Josh Robert Laychock is a registered financial advisor currently at HERBEIN FINANCIAL GROUP, LLC located in Allentown, Pennsylvania.

Josh is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2001. Josh has worked at 4 firms and has passed the Series 66, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Josh Robert Laychock's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 2, 2022 - Present

HERBEIN FINANCIAL GROUP, LLC

Office #1: 3435 Winchester Road Suite 102, Allentown, PA 18104

RIA

CRD#: 322194

Allentown, PA

Past

December 17, 2009 - March 5, 2026

NORTHEAST FINANCIAL GROUP, INC.

RIA

CRD#: 122609

ALLENTOWN, PA

Past

July 27, 2009 - December 31, 2024

LEIGH BALDWIN & CO., LLC

CRD#: 38751

TANNERSVILLE, PA

Past

November 14, 2007 - May 7, 2009

NORTHEAST FINANCIAL GROUP, INC.

RIA

CRD#: 122609

TANNERSVILLE, PA

Past

August 15, 2002 - July 23, 2009

EQUITABLE ADVISORS, LLC

RIA

CRD#: 6627

WYOMISSING, PA

Past

August 13, 2001 - July 23, 2009

EQUITABLE ADVISORS, LLC

CRD#: 6627

WYOMISSING, PA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

HERBEIN FINANCIAL GROUP, LLC

CRD#: 322194 / SEC#: 801-126422

RIA

Registered Investment Advisory firm - (8/23/2022 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Pennsylvania
(9/2/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 9/27/2001

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 8/12/2001

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 5/23/2012

General Securities Principal Examination

Current Firm

HERBEIN FINANCIAL GROUP, LLC

CRD#: 322194 / SEC#: 801-126422

RIA

Registered Investment Advisory firm - (8/23/2022 Approved)

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Contact information

Main Address

3435 Winchester Road Suite 102, Allentown, PA 18104

Mailing Address

1136 Penn Avenue, Wyomissing, PA 19610

Phone number

(484) 509-1136

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (2 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

DISCLOSURE BROCHURE FOR HERBEIN FINANCIAL GROUP, LLC (12/23/2025)

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Josh R. Laychock

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Josh Robert Laychock's CRS (Customer Relationship Summary).

Certified licenses

Experience

NORTHEAST FINANCIAL GROUP, INC.

LEIGH BALDWIN & CO., LLC

NORTHEAST FINANCIAL GROUP, INC.

EQUITABLE ADVISORS, LLC

EQUITABLE ADVISORS, LLC

Primary Firm SEC Registration

HERBEIN FINANCIAL GROUP, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 9/27/2001

SIE

Date: 10/1/2018

Series 7

Date: 8/12/2001

Series 24

Date: 5/23/2012

Current Firm

HERBEIN FINANCIAL GROUP, LLC

Contact information

SEC notice filing (2 States and Territories)

Documents

Part 2 Brochures

Red Flags

Company Information

HERBEIN FINANCIAL GROUP, LLC

TRUST BUT VERIFY

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