Anthony J. Farina

CAPITAL ADVISORS WEALTH MANAGEMENT

Yakima, WA 98902

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CRD#: 4412237

Professional summary

Anthony Joseph Farina, CFP® is a registered financial advisor currently at CAPITAL ADVISORS WEALTH MANAGEMENT located in Yakima, Washington.

Anthony is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2003. Anthony has worked at 3 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 6 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. FARCO LLC; INVESTMENT RELATED; YAKIMA, WA; 100% OWNERSHIP W/FAMILY; ESTATE PLAN FOR FAMILY PROPERTY; START 12/95; 0 HRS PER MONTH 0 DURING TRADING 2. SAGE FINANCIAL MANAGEMENT LLC DBA CAPITAL ADVISORS WEALTH MANAGEMENT, INV RELATED, YAKIMA, WA, 100% OWNERSHIP, START 8/1/2018, 160 HOURS PER MONTH, 160 DURING TRADING, FINET PRACTICE MANAGER. 3. KAZA LLC, NOT INV RELATED, YAKIMA, WA, 50% OWNERSHIP, START 2/7/2019, 10 HOURS PER MONTH, 5 HOURS DURING TRADING, OWNERSHIP OF REAL ESTATE BUILDING AND RENTAL FOR PRACTICE. 4. CHESTERLY PROPERTIES, NOT INV RELATED, YAKIMA, WA, PASSIVE REAL ESTASTE INVESTMENT.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Anthony Joseph Farina's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2011

Experience

Current

July 31, 2020 - Present

CAPITAL ADVISORS WEALTH MANAGEMENT

Office #1: 1104 North 35th Avenue, Yakima, WA 98902

RIA

CRD#: 309387

Yakima, WA

Past

January 20, 2006 - August 4, 2020

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

RIA

CRD#: 11025

YAKIMA, WA

Past

January 20, 2006 - August 4, 2020

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

CRD#: 11025

YAKIMA, WA

Past

May 19, 2003 - January 23, 2006

SIGNATOR INVESTORS, INC.

CRD#: 468

BOSTON, MA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CAPITAL ADVISORS WEALTH MANAGEMENT

CAPITAL ADVISORS WEALTH MANAGEMENT | CAPITAL ADVISORS WEALTH MANAGEMENT, LLC

CRD#: 309387 / SEC#: 801-118930

RIA

Registered Investment Advisory firm - (6/15/2020 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Washington
(7/31/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 1/17/2006

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 6/3/2003

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 10/24/2005

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 5/17/2003

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 24

Date: 8/2/2019

General Securities Principal Examination

Current Firm

CAPITAL ADVISORS WEALTH MANAGEMENT

CAPITAL ADVISORS WEALTH MANAGEMENT | CAPITAL ADVISORS WEALTH MANAGEMENT, LLC

CRD#: 309387 / SEC#: 801-118930

RIA

Registered Investment Advisory firm - (6/15/2020 Approved)

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Contact information

Main Address

1104 North 35th Avenue, Yakima, WA 98902

Mailing Address

Phone number

(509) 469-5030

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (8 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A - FIRM BROCHURE (9/9/2025)

Regulatory assets under management

Total Number of Accounts	2,574
AUM (Assets Under Management)	$ 908,341,515

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Anthony J. Farina

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Anthony Joseph Farina's CRS (Customer Relationship Summary).

Certified licenses

Experience

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

SIGNATOR INVESTORS, INC.

Primary Firm SEC Registration

CAPITAL ADVISORS WEALTH MANAGEMENT

State Registrations and Notice Filings

Exams

Series 66

Date: 1/17/2006

Series 63

Date: 6/3/2003

SIE

Date: 10/1/2018

Series 7

Date: 10/24/2005

Series 6

Date: 5/17/2003

Series 24

Date: 8/2/2019

Current Firm

CAPITAL ADVISORS WEALTH MANAGEMENT

Contact information

SEC notice filing (8 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

CAPITAL ADVISORS WEALTH MANAGEMENT

TRUST BUT VERIFY

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