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Robert S. Deane

Some features on this profile are disabled
CRD#: 4412070
RD

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Robert Searles Deane, who also goes by Robert Deane, was a registered financial professional .

Robert is a previously registered financial professional and started their career in finance in 2001. Robert had worked at 7 firms and has passed the Series 66, SIE, Series 31 and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Robert Deane

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

November 7, 2014 - May 2, 2016

FARR MILLER & WASHINGTON LLC

RIA
CRD#: 107553
WASHINGTON, DC
Past

March 20, 2013 - October 14, 2014

STRATEGIC ADVISERS LLC

RIA
CRD#: 104555
TOWSON, MD
Past

March 5, 2013 - October 13, 2014

FIDELITY BROKERAGE SERVICES LLC

BD
CRD#: 7784
TOWSON, MD
Past

November 19, 2010 - August 16, 2012

AMERIPRISE FINANCIAL SERVICES, LLC

RIA
CRD#: 6363
COLUMBIA, MD
Past

November 19, 2010 - August 16, 2012

AMERIPRISE FINANCIAL SERVICES, LLC

BD
CRD#: 6363
COLUMBIA, MD
Past

June 29, 2007 - December 6, 2010

DEUTSCHE BANK SECURITIES INC.

RIA
CRD#: 2525
BALTIMORE, MD
Past

June 29, 2007 - December 6, 2010

DEUTSCHE BANK SECURITIES INC.

BD
CRD#: 2525
BALTIMORE, MD
Past

April 2, 2007 - July 6, 2007

MORGAN STANLEY & CO. LLC

RIA
CRD#: 8209
BALTIMORE, MD
Past

April 2, 2007 - July 6, 2007

MORGAN STANLEY & CO. LLC

BD
CRD#: 8209
BALTIMORE, MD
Past

January 28, 2002 - April 2, 2007

MORGAN STANLEY DW INC.

RIA
CRD#: 7556
BALTIMORE, MD
Past

August 30, 2001 - April 2, 2007

MORGAN STANLEY DW INC.

BD
CRD#: 7556
BALTIMORE, MD

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 10/2/2001
Uniform Combined State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/13/2014
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 31
Date: 9/24/2001
Futures Managed Funds Examination
General Industry/Product Exam
RR
Series 7
Date: 8/29/2001
General Securities Representative Examination

Current Firm

FM
FARR MILLER & WASHINGTON LLC
FARR MILLER & WASHINGTON LLC

CRD#: 107553 / SEC#: 801-52081

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Contact information

Main Address
1020 19th Street, Nw Suite 200, Washington, DC 20036
Mailing Address
Phone number
(202) 530-5600
Established
Firm type
Fiscal year end
# of Employees
13

Documents

Latest Form ADV

Part 2 Brochures

ADV PART 2 (3/31/2021)

Regulatory assets under management

Total Number of Accounts1,248
AUM (Assets Under Management)$ 1,872,202,700

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

FARR MILLER & WASHINGTON LLC

CRD#: 107553

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